- M&T Bank (Buffalo, NY)
- …professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education and Experience ... and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities.… more
- Capital One (New York, NY)
- Senior Audit Manager , Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our Audit… more
- TD Bank (New York, NY)
- …high-risk customer types and associated activity + Ensures adherence to AML regulations, the Bank Secrecy Act ( BSA ), Office of Foreign Assets Control ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management Analyst, KYC High Risk Reviews performs… more
- KeyBank (NY)
- …+ Perform complex compliance tasks as assigned. + Understand and support Bank Secrecy Act ( BSA ), AML , and OFAC related recordkeeping requirements ... support projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the...Actively participate in regulatory examinations, as required. + Provide senior managers with reports and information for the purpose… more
- Coinbase (Albany, NY)
- …Team is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, ... be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure adherence to operational KPIs from directs… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Analyst role contributes to the development and ... maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness and specialized training,… more
- TD Bank (New York, NY)
- …relationship with other departments** **Supports the business with consistent application of BSA / AML risk escalation, review and approval processes, KYC due ... continuous improvement of programs, processes, policies and tools to meet BSA / AML requirements and industry best practices** **Continuously develops/maintains… more