- City National Bank (New York, NY)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... client coverage within the portfolio across entertainment and sports related firms. * Act as a senior advisor, demonstrating expertise in industry trends, and market… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...business development and sales experience. + Legal, credit underwriting, compliance or other risk management experience. + Customer service… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Collaborate with other related support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership… more
- Guardian Life (New York, NY)
- …of laws and regulations applicable to anti-money laundering and anti-fraud requirements, including the Bank Secrecy Act , the USA PATRIOT Act , the ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Coinbase (Albany, NY)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …prevent financial crimes -Serve as the point of contact for audits, compliance -related projects, and law enforcement inquiries -Conduct BSA /AML reviews, fraud ... Union! Job Title : Assistant Vice President (AVP) of Compliance Location : Poughkeepsie, NY Salary : $80,000-$95,000 (based...(CUCO,CRCM, CAMS, BSACS, etc.) -Strong knowledge of regulations including BSA , OFAC, Reg Z, M, D, E, CC, and… more
- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance ... comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations within the CX … more
- Capital One (New York, NY)
- …as part of our integration effort. Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at the enterprise level ... Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function...Article 49, Sections 4901-4920; New York City's Fair Chance Act ; Philadelphia's Fair Criminal Records Screening Act ;… more
- American Express (New York, NY)
- … or related activities across financial services. + Understanding and knowledge of bank laws and regulations, relevant compliance requirements, US Bank ... to regulated financial institutions and / or consumer products and AML/ Anti-Corruption/ BSA . + Experience with audit, compliance , risk, regulatory management,… more
- ManpowerGroup (New York, NY)
- …screening processes. + Assisting in the periodic risk assessment process related to BSA /AML and Sanctions risks. + Performing compliance testing and quality ... Our client, a leading financial institution, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will be part of the Compliance … more