- TD Bank (New York, NY)
- …exams/audits by regulatory bodies and Internal Audit, to determine level of BSA /FCRM compliance + Contributes to cross-functional / enterprise initiatives as ... both the US and the Enterprise sides of the Bank , executing required ad hoc updates to these documents...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more
- American Express (New York, NY)
- …and governance functions + Ensure appropriate 2LOD Global Financial Crimes Compliance (GFCC) participation in 1LOD committees + Provide complete, accurate, and ... execution of GFCC risk assessments + Collect and maintain partner bank and customer KYC/CDD/EDD periodic activity review information, accepting financial crimes… more
- Banco Popular Puerto Rico (New York, NY)
- …Knowledge of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility (AML/ BSA /etc) + Familiarity ... individual is critical to providing consistent quality service in accordance with bank goals to attain growth, reduce losses and increase profitability and customer… more
- New York State Civil Service (Watertown, NY)
- …supervising consultant, and or State forces; managing construction activities to ensure compliance with contract requirements as well as Federal, State, and Local ... Contract Administration training as needed as well as conduct MURK compliance reviews. Manage the Regional Consultant Inspection contract(s). Manage CAD, Surveying… more
- TD Bank (New York, NY)
- …The Financial Crime Risk Management Testing team is responsible for testing all Bank programs that aim to facilitate compliance with anti-money laundering, ... and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams...processes and controls; and relevant laws and regulations (eg, BSA , US PATRIOT ACT , 2020 AMLA). Formal… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong… more
- TD Bank (New York, NY)
- …detail-oriented subject matter expert in quality control, end to end BSA /AML Investigations of various complexity related to potential money laundering, terrorist ... train and mentor teams in conducting thorough investigations, ensuring regulatory compliance , and maintaining high standards of accuracy. Adept at identifying and… more
- American Express (New York, NY)
- …of risk assessment to 2nd Line of Defense methodology + Execute multiple compliance and regulatory programs, such as AML/ BSA SARs referrals, elder fraud ... state and local laws, including, but not limited to, the California Fair Chance Act , the Los Angeles County Fair Chance Ordinance for Employers, and the City of… more
- M&T Bank (Getzville, NY)
- …the claim process. + Research the remediation cases as required for BSA /AML; update documentation in appropriate system. + Adhere to applicable compliance ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Complete other related duties as assigned. **Scope of Responsibilities:**… more
- NBT Bank (Norwich, NY)
- …Leave Act (FMLA) Poster + Employee Polygraph Protection Act (EPPA) (https://www.dol.gov/sites/dolgov/files/WHD/legacy/files/eppac.pdf) NBT Bank is an equal ... and skill growth. Performs assigned duties, responsibilities, and studies throughout the bank as required through the training program. Become familiar with the… more