- First Horizon Bank (Raleigh, NC)
- …our online and mobile banking platforms. You'll collaborate cross-functionally with engineering, compliance , fraud, and operations, and will serve as a key thought ... small business onboarding flows * Define and optimize workflows that meet CIP, BSA , and FFIEC regulatory requirements while minimizing customer friction * Lead the… more
- Equitable (Charlotte, NC)
- …enhanced due diligence procedures. + Manage the Sanctions Program to ensure compliance with the US Treasury Department's Office of Foreign Asset Control (OFAC) ... periodic reviews of loan representations to ensure sufficient AML/Sanctions compliance verbiage. + Lead the maintenance of the FIU...personal in performing this responsibility. + Acts as a BSA , AML and OFAC subject matter expert to identify… more
- TD Bank (Charlotte, NC)
- …The Financial Crime Risk Management Testing team is responsible for testing all Bank programs that aim to facilitate compliance with anti-money laundering, ... and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams...processes and controls; and relevant laws and regulations (eg, BSA , US PATRIOT ACT , 2020 AMLA). Formal… more
- Atria Wealth Solutions (King, NC)
- …our appreciation for the opportunity to serve you. + Completion of all required compliance training to include BSA . + Meet or exceed established service goals. ... the credit union. + Maintain and organize current client files according to compliance guidelines. + Successfully pass semi-annual audits performed by OSJ and follow… more
- First Horizon Bank (Asheboro, NC)
- …and 0-4 years of experience or equivalent combination of education and experience 2. Compliance and Risk Management Experience - 0 -2 years of BSA experience. ... with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern US The Company and its… more
- City National Bank (Raleigh, NC)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA /AML and general IT risks in order to identify and assess key control ... and work in a dynamically changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data… more