- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Community Reinvestment ... ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank 's ...new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,… more
- Robert Half Finance & Accounting (South Pasadena, CA)
- …to minimize risk and ensure compliance with applicable standards. * Serve as the Bank Secrecy Act ( BSA ) Officer , overseeing anti-money laundering ... Description We are looking for a detail-oriented Compliance Officer to join our team...expertise in anti-money laundering (AML) and Bank Secrecy Act ( BSA ) compliance… more
- City National Bank (Los Angeles, CA)
- …the Compliance Training Officer , develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues...with specific emphasis on BSA , USA Patriot Act and OFAC, and general bank policies… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …management, staff meetings, and employee development. + Manage the Bank Secrecy Act program, including compliance with BSA , OFAC, and USA Patriot ... Act requirements. Serve as the Credit Union's BSA Officer . + Provide leadership to the...company registry, renewal process, MU1 and MU2 filings, and compliance with all SAFE Act requirements. Ensure… more
- US Bank (Los Angeles, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... - CRE Officer is responsible for portfolio management of the bank -wide Commercial Real Estate (CRE) and Impact Finance (formerly Community Development Corp)… more
- Columbia Bank (San Jose, CA)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security ... **About the Role:** A business development officer specializing in healthcare develops, advises, and solicits...businesses to identify and offer qualified referrals. + Demonstrates compliance with all bank regulations for assigned… more
- Banc of California (Visalia, CA)
- …or equivalent required. Work related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Columbia Bank (Los Angeles, CA)
- …on regulation changes. + Maintain working knowledge of our policies and procedures regarding the Bank Secrecy Act , Regulation CC, Regulation E, Bank ... or system related training throughout the year. + Demonstrate compliance with all bank regulations that apply...Act requirements. + This position requires you to act as a Bank MLO, which is… more
- Banc of California (San Luis Obispo, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and...to identify any potential issues, discuss with the Title Officer and Underwriter as to the best course of… more
- MUFG (Los Angeles, CA)
- …policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act , USA Patriot Act , Anti-Money Laundering ... management and financial matters. + Serve as first contact officer for clients for matters relating to all banking...to various clients, making sure the terms are in compliance with the bank policy guidelines. When… more