- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...rules, regulations and orders issued pursuant to the OSHA Act of 1970, which are applicable to one's own… more
- City National Bank (Los Angeles, CA)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... *SENIOR CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk...and effectiveness of credit risk management processes of the Bank . CRR also serves as an internal advisor to… more
- Umpqua Bank (Walnut Creek, CA)
- …changes. + Maintain a working knowledge of banks' written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank ... or system related training throughout the year. Follows all bank policies and procedures, compliance regulations, and...Act requirements. + This position requires you to act as a Bank MLO, which is… more
- Umpqua Bank (Irvine, CA)
- …on regulation changes. + Maintain working knowledge of our policies and procedures regarding the Bank Secrecy Act , Regulation CC, Regulation E, Bank ... or system related training throughout the year. + Demonstrate compliance with all bank regulations that apply...Act requirements. + This position requires you to act as a Bank MLO, which is… more
- Banc of California (Indian Wells, CA)
- …or equivalent required. Work related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- SMBC (Sacramento, CA)
- …risks; * Maintains proficient knowledge of the rules and regulations, including but not limited to, the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... Management Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer , the Director, Head of FCC...* In-depth knowledge and experience with the US PATRIOT Act , BSA Act and the… more
- City National Bank (Los Angeles, CA)
- *OPERATIONS OFFICER * WHAT IS THE OPPORTUNITY? City National Bank is looking for a Back Office Operations Specialist within Capital Markets Operations. The ideal ... communication skills. Additional responsibilities include internal communicating with Technology, Compliance , Risk, Sales and Trading internal partners. The Operations… more
- Intuit (Mountain View, CA)
- …with applicable US laws and regulations including BSA , USA PATRIOT Act , FinCEN guidance, and financial crimes compliance . + Experience using internal ... evolving products and risk profile. Cross-Functional Collaboration + Work closely with BSA /AML Officer , Quality Control, Risk Operations, Data Analytics, Legal,… more
- MUFG (Los Angeles, CA)
- …policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act , USA Patriot Act , Anti-Money Laundering ... management and financial matters. + Serve as first contact officer for clients for matters relating to all banking...to various clients, making sure the terms are in compliance with the bank policy guidelines. When… more
- US Bank (Brea, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...access, and maintain a high standard of accuracy and compliance . Essential Functions: - Complete a variety of high-volume,… more