- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...to identify any potential issues, discuss with the Title Officer and Underwriter as to the best course of… more
- US Bank (Brea, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Complete a variety of high-volume, process-driven tasks such as officer code and cost center changes, submission of account… more
- MUFG (Los Angeles, CA)
- … policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act , USA Patriot Act , Anti-Money Laundering ... revenue opportunities that align with the goals of the Bank and the Division. The RM, primarily handling large-scale...management and financial matters. + Serve as first contact officer for clients for matters relating to all banking… more
- Intuit (Mountain View, CA)
- …regulatory compliance. + Familiarity with applicable US laws and regulations including BSA , USA PATRIOT Act , FinCEN guidance, and financial crimes compliance. ... evolving products and risk profile. Cross-Functional Collaboration + Work closely with BSA /AML Officer , Quality Control, Risk Operations, Data Analytics, Legal,… more