- City National Bank (Charlotte, NC)
- …BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act (AML/KYC), USA Patriot Act (Anti-Terrorist Financing, ... function within the detection and prevention control environment. This Senior Manager will drive bank 's transaction monitoring...Sr Manager shall work with Technology and Innovation and BSA Financial Intelligence teams to set the priority of… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Europe supports CAS senior… more
- City National Bank (Charlotte, NC)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... the portfolio across entertainment and sports related firms. * Act as a senior advisor, demonstrating expertise...syndications for large credit relationships in conjunction with the Bank 's syndications team. * Calls on existing or prospective… more
- Wells Fargo (Charlotte, NC)
- …Experience reviewing banking transactions + Knowledge in Financial services, fraud, investigations, Bank Secrecy Act , anti-money laundering + Experience with ... **About this role:** Wells Fargo is seeking a Senior Operations Processor within Commercial Banking Operations group...+ Provide training and technical guidance to less experienced staff + Lead or contribute to implementation of new… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...of generally accepted accounting practices to finance/accounting personnel and senior /executive management in both corporate areas and lines of… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...to communicate results concisely to a broad audience, including senior management. We are looking for candidates with the… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...risk exposure and control effectiveness. Generate insightful reports for senior management, committees and stakeholders on risk profiles, trends… more
- City National Bank (Raleigh, NC)
- …with all Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , Fair ... performed, and effectively communicate audit results to the Director and senior management in meetings, presentations, and/or written reports and memorandums.… more
- City National Bank (Raleigh, NC)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more
- Atria Wealth Solutions (King, NC)
- …SCOPE + Responsible for working directly with assigned Allegacy Federal Credit Union branch staff to build referrals and educate the staff on Allegacy Investment ... + Completion of all required compliance training to include BSA . + Meet or exceed established service goals. +...and by personally referring clients to appropriate Allegacy FCU staff for traditional credit union products. + Periodically meet… more