- MUFG (New York, NY)
- …client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth ... will provide more details. **Job Summary:** We're searching for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices.… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... and develops recommendations for changes. + Assists in the development of strategic plans . + Identifies emerging issues and trends to inform decision-making. + Leads… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... derivatives markets a plus; + Experience as a regulatory examiner with SEC, NFA or FINRA (NFA or SEC...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- Bank of America (New York, NY)
- …management positions in operations. This person will be responsible in building relationships with multiple lines of business (Consumer, GWIM, Private Bank) ... at this level are often required to interact with senior management within Operations and across the firm as...regulatory exam preparatory activities while also leading the FDIC examiner through our compliance activities associated with FDIC 370.… more
- Diageo (NY)
- …to mitigate risks. **Top Accountabilities** Functional: + Influence and advise senior partners to maintain a strong tone-at-the-top, and reinforce accountability and ... culture of integrity, which includes proactive risk identification and developing plans to effectively embed our Code and policies through tailored engagement… more
- Corning Incorporated (Corning, NY)
- …analyses and drafting infringement and validity opinions . Prior technical or patent examiner experience eg, engineering or other role in industry . Exposure or ... multiple simultaneous projects effectively . Comfortable interacting with inventors, managers, and senior leadership . We value diversity in our team . Good common… more