- Citigroup (Tampa, FL)
- The Securities & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... project operations in backing of existing and new clients, including all regulatory requirements + Develop, implement and track appropriate KPIs (key performance… more
- Citigroup (Miami, FL)
- …service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions ... meet compliance guidelines. Adhere to MPP, RDIP, banking, investment and tax regulatory and other compliance policies and procedures. + Review and ensure… more
- TD Bank (Jacksonville, FL)
- …financial institution + Demonstrated expertise in high-risk customer reviews and regulatory compliance + Strong analytical, problem-solving, and decision-making ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (Tampa, FL)
- …to identify a strategic vision in response to a changing landscape. The business recognizes that investment in technology is critical to fulfilling evolving client ... services upon stable and scalable infrastructure. The SST Data Ingestion and Regulatory Lead within the Information management Group under Services Technology. The… more
- MUFG (Tampa, FL)
- …various other Compliance related matters as they pertain to the business conducted by the Money Transfer Group across multiple operational shifts. Daytime ... Pre Advice limits on GPP accounts in accordance with requests from the various business units, Monthly Buffer Asset-FED Caps update on GPP and HotScan Lists Load… more
- Navy Federal Credit Union (Pensacola, FL)
- …and personnel to optimize risk assessment scope development + Identify potential business risks, operational and regulatory process deficiencies and improvement ... business activities, processes, policies and procedures for operational effectiveness and compliance with regulatory requirements, federal and state laws, and… more
- Citigroup (Tampa, FL)
- …the business /function risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives. + Help collaborate ... Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Help collaborate with business ...identify potential areas for improvement. + Stay updated on regulatory changes and industry best practices related to control… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and maintains currency in third-party risk management processes and procedures in compliance with OCC, FFIEC, and other regulatory bodies *Responsible for ... Separation of Duties, Dual Control, and support for internal audits and regulatory examinations. Develop and/or and manage new risk management processes and … more
- MUFG (Tampa, FL)
- …in the Section's operations. Ensure the Staff receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO ... section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new … more
- Citigroup (Tampa, FL)
- …stakeholders, including Businesses and Functions, Technology, Internal Audit and Compliance . Excellent communication skills required to influence a wide range ... Program visibility, action planning, and issue management of EUC & ITeSS related regulatory and management control initiatives across the Firm.*This is a global role… more