- Citigroup (Huntington, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....contribute to the objectives of the function and overall business . Evaluates moderately complex and variable issues with substantial… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... firm grow its business in a responsible way by anticipating new and...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Citigroup (Hewlett, NY)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....contribute to the objectives of the function and overall business . Evaluates moderately complex and variable issues with substantial… more
- Citigroup (Yorktown Heights, NY)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....contribute to the objectives of the function and overall business . Evaluates moderately complex and variable issues with substantial… more
- Capital One (New York, NY)
- …| Senior Director** The Capital Markets Group is a high growth business within Capital One's commercial bank serving corporate and institutional clients across ... multiple business lines including M&A, syndicate finance (loans, bond, equity...+ Strong risk management mindset with working knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC… more
- City of New York (New York, NY)
- …and one year of satisfactory full-time experience in accounting, auditing (including compliance or investigative auditing), business or public administration, ... financial records and disclosure statements for desk and field financial, compliance and investigative audits of political campaigns. Overtime will be required… more
- American Express (New York, NY)
- …tools, while keeping team capacity and goals in mind. + Through orchestration with business , GCO, operational risk and compliance , and technology teams, aid in ... Technology organization, focuses on delivering data products that fuel business growth and unlock value, while also shaping robust... impact analysis and execute change in response to regulatory shifts + Execute product roadmap as a Product… more
- Monro Muffler/Brake (Fairport, NY)
- …verify the organization's security posture against them. + Provide support to business groups launching modern applications and services to verify that new offerings ... Communicate incident activity in a manner understood by technical and non-technical business units, and gain support through influential messaging. + Defines key… more
- City of New York (New York, NY)
- …contract performance reports to the ACCO's Office. - Ensure vendors are in compliance with the local, state, and federal regulatory requirements for proper ... and one year of satisfactory full-time experience in accounting, auditing (including compliance or investigative auditing), business or public administration, … more
- Janus Henderson Investors (New York, NY)
- …and world-class service. We will do this by protecting and growing our core business , amplifying our strengths and diversifying where we have the right. Our Values ... in-depth research to support content development, lead portfolio manager and analyst interviews, fact check statements and references, gather and interpret financial… more