- SMBC (New York, NY)
- …Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile. * As ... needed, assist with special projects related to business process improvements or departmental strategic initiatives. * Track...understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers including Reg YY… more
- American Express (New York, NY)
- …position will play a critical leadership role within the Line of Business Compliance (LOBCO) organization supporting the US Consumer deposits business , ... American Express Savings Accounts offered through American Express National Bank . The position provides independent compliance oversight and second-line challenge… more
- American Express (New York, NY)
- …accepts American Express and runs the company's payment network and manages bank partnerships globally. GMNS is seeking a highly motivated and knowledgeable First ... This first-line role will involve extensive collaboration with partners across business units, functional areas, and geographies. The role will lead the… more
- American Express (New York, NY)
- …oversight. This position will play a critical role within the Line of Business Compliance (LOBCO) organization supporting the US Consumer deposits business , ... and American Express Savings Accounts offered through American Express National Bank . The position provides strategic support and constructive challenge to ensure… more
- SMBC (New York, NY)
- …with regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of ... + Bachelor's degree or equivalent required. Graduate law or business degree preferred. + At least 10 years of...10 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services… more
- SMBC (New York, NY)
- …experience + Banking experience in financial analysis at a corporate or investment bank + Bachelor's degree in Economics, Finance, Business or Accounting ... materials for existing and prospective clients in US and Japan, including business and financial analysis. + Leverage internal external colleagues and business… more
- Lincoln Financial (Albany, NY)
- …& MoneyGuard Pricing to play an integral role in pricing & analyzing Lincoln's hybrid Long Term Care portfolio of products. You will direct, develop and perform ... MG-ALFA to conduct pricing & financial analysis for Lincoln's hybrid Long Term Care products * Provide pricing analysis...the Centralized Pricing Model (CPM) and Quality of New Business (QNB) teams to validate & improve upon pricing… more
- KeyBank (NY)
- …The Senior Compliance Officer - SPRT role ensures Key's compliance with Bank Secrecy Act / Anti-Money Laundering (BSA/AML) and other financial crime regulations, ... that may benefit from additional subject matter expertise, line of business outreach, and/or leveraging existing federal law enforcement contacts, while conducting… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. ** Business Unit/Role Specific Information** The American Express business has two core ... team that runs the company's payment network and manages bank partnerships globally. This is an exciting time for...sign new businesses to accept Amex on our behalf Business Operations drives our operational risk and control strategy… more
- SMBC (New York, NY)
- …of market practices in corporate finance. Undergraduate degree in Finance, Business Administration or related fields. MBA/CFA or other professional qualification ... (supporting collaboration / teamwork). + Willingness to learn the Bank 's structure, policies and procedures and new culture /...ability to prioritize work and manage time effectively. + Business fluency in Japanese is preferred, but not a… more