- Raymond James Financial, Inc. (New York, NY)
- …and adverse trends are identified and escalated. + Provides compliance guidance to business partners, as needed and with guidance from exam managers and/or senior ... Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of the Securities Exchange… more
- KeyBank (Buffalo, NY)
- …of compliance and operational risk monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role assist in the ... processes exist. + Demonstrate a working knowledge of operational risk including banking operations and processes, industry trends, emerging issues, and related … more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...reliable, and compliant manner, in alignment with regulatory and business requirements. Test Management: + Assist with test strategy,… more
- JPMorgan Chase (Brooklyn, NY)
- …Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , financial ... Join the Commercial and Investment Banking Planning and Analysis Transformation and Innovation to...data strategies and generate influential analytics to bolster the business strategy. **Job Responsibilities:** + Develop and execute on… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...reliable, and compliant manner, in alignment with regulatory and business requirements. The main areas of coverage: **Test Management:**… more
- JPMorgan Chase (New York, NY)
- …Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , financial ... The Corporate & Investment Bank is a global leader across investment banking , wholesale payments, markets, and securities services. The world's most important… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...Control Room advisory and monitoring functions including interaction with business functions, Watch and Restricted list maintenance, and deal… more
- SMBC (New York, NY)
- …history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more ... SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the...corporate bond markets. Thorough understanding of the credit distribution business and market trends in order to manage and… more
- Truist (New York, NY)
- …communication skills + Ability to work well in a fast-paced, team oriented environment ** Preferred Requirements:** + Business major + Overall GPA of 3.0 + Prior ... : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of Truist Financial Corporation (https://www.thepremierfinancialinstitution.com/) (NYSE:… more
- SMBC (New York, NY)
- …on key data elements and data lineage establishment. + Experience in risk reporting preferred . + Ability to communicate business ideas and topics to technical ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more