- TD Bank (New York, NY)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... the business in identifying, assessing, and implementing regulatory change . Supports business line...compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and… more
- Bank of America (New York, NY)
- Analyst - Tech Delivery - GMT Regulatory Reporting and Ops Tech New York, New York **To proceed with your application, you must be at least 18 years of age.** ... impact. Join us! **Job Description:** Responsible for capturing and refining business and/or system requirements (based on specialization). Works with stakeholders… more
- TD Bank (New York, NY)
- …of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing, as examples.** + **Environment ... business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the… more
- BMO Financial Group (New York, NY)
- Member of the broker/dealer regulatory reporting team who will be responsible for the 15c-3 customer reserve calculation for BMO Chicago Branch, and as needed assist ... in CMC regulatory reporting and other financial/statutory reporting matters. Works closely...reporting and other financial/statutory reporting matters. Works closely with business leaders, Finance Partners, and operations to ensure compliance… more
- SHI (Albany, NY)
- …you need to thrive - in our offices or yours.** **Job Summary** The Manager of Business Continuity oversees daily operations, develops strategic plans, and ... strategies.** **Stay current on emerging risks, industry trends, and regulatory requirements, ensuring business continuity initiatives remain compliant… more
- TD Bank (New York, NY)
- …plans activities that require alignment across multiple areas + Leads the implementation of regulatory change management and provides guidance to the team in the ... Reporting to the Senior Manager , Governance and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring… more
- JPMorgan Chase (New York, NY)
- …creation of business efficiencies. **Job responsibilities:** + Support CIO & Treasury Business Manager swork to support the NA Portfolio Managers and the NA ... & Treasury Business Management Team on (i) key program and business initiatives, (ii) the maintenance of internal controls/ regulatory requirements, (iii) the… more
- TD Bank (New York, NY)
- …a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant subject ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- Deloitte (New York, NY)
- …process for business as usual, as well as triggering and regulatory events. The Legal Entity Management team specifically focuses on corporate document ... click "apply" now! Work you'll do: As a Senior Manager in Legal Entity Management, your focus will be...PMI Agile Certified Practitioner (Project Management Institute-ACP) + Certified Change Management Professional (CCMP) + Certified Business … more
- S&P Global (New York, NY)
- …(for internal use):** 13 **_Strategic Business Manager_** **The role:** The Strategic Business Manager will play a leading role in directing the definition ... Transition into Financials" strategic project in Commodity Insights. This business -oriented leader must possess excellent communication skills and affinity for… more