- TD Bank (New York, NY)
- …plans activities that require alignment across multiple areas + Leads the implementation of regulatory change management and provides guidance to the team in the ... and sustainment of controls within key processes and procedures. + Partner with Business to proactively prepare for internal / regulatory requests, testing… more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance, close partnership with business and legal, and ... on internal and external industry developments for AML Programs + Proactively advises the business of new and changed AML regulatory and/or policy changes and… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $200,000 - $280,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Unither Pharmaceuticals (Rochester, NY)
- …It has more than 300 employees. Your role Reporting to the Quality Systems Manager , A. JOB SUMMARY: The Quality Systems Specialist will provide support to the ... the position is the oversight of the Rochester Site Change Control systems. The specialist will facilitate the ...facilitate the site internal audit program and assist in regulatory agency inspections, and customer audits. B. DUTIES /… more
- American Express (New York, NY)
- …(MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change management, risk assessment (also UDAAP and fair lending ... core Global Compliance & Ethics (GCE) function / compliance process audits, business monitoring, and management and regulatory action plan validations,… more
- BMO Financial Group (New York, NY)
- …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure regulatory ,...life. It calls on us to create lasting, positive change for our customers, our communities and our people.… more
- BMO Financial Group (New York, NY)
- … business and related risk management requirements and legislative/ regulatory directives and guidance. + Builds effective relationships with internal/external ... options, and complex derivatives. The role demands proactive engagement with the business , emphasizing the need for a challenger mindset rather than passive… more
- BMO Financial Group (New York, NY)
- …line of defense management and employees on compliance matters. + Advises business /group on implications of new regulatory developments or internal products, ... regulatory requirements and developments. + Maintains functional and regulatory expertise specific to business group, and...life. It calls on us to create lasting, positive change for our customers, our communities and our people.… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing… more
- TD Bank (New York, NY)
- …operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending ... core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory … more