- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... independent compliance oversight across KeyBank's Wealth and Fiduciary ...teammates, and ensures the delivery of high-quality documentation and reporting , including credible review and challenge over line of… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and ... Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our… more
- Raymond James Financial, Inc. (New York, NY)
- …oversees compliance processes including scheduling, training, and review of compliance reporting . + Establishes objectives and develops processes and ... to ensure adherence to all regulatory requirements. + Monitors reporting . + Partners with business units to...automate and streamline functions to improve operational efficiencies of compliance systems. + Performs periodic reporting on… more
- Cardinal Health (Albany, NY)
- …unit leaders and employees and proactively provides guidance and trainings on policies. Reporting to the Director, Ethics & Compliance , this position supervises ... of the annual enterprise risk assessment and audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. **_What is… more
- NBC Universal (New York, NY)
- …spin-off is expected to be completed during 2025. This is a Versant role. The Manager , Compliance will play a pivotal role in shaping and implementing the ... tools and systems, including data dashboards. + Maintain compliance data and reporting dashboards that enable...three days per week. Subject to change based on Manager discussion or business need. + This… more
- Travelers Insurance Company (Albany, NY)
- …**Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality and monitoring programs to ... development of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined by… more
- American Express (New York, NY)
- …opportunity is core to driving the future success of American Express. The Compliance Manager - Banking Product Issue Management will ensure our Consumer Deposit ... the interests of our customers. **Responsibilities:** + Partner with Control Management, Compliance and business partners to identify potential issues, influence… more
- City of New York (New York, NY)
- …of Sanitation. The New York City Department of Sanitation (DSNY) is seeking one Manager , Contracts and Compliance to join the Bureau of Commercial Waste. The ... Analysts. - Manage multiple contracts, from day-to-day review to in-depth compliance analysis, performance review, and other reporting . - Identify and… more
- American Express (New York, NY)
- … and key risk indicators, and serving as the Subject Matter Experts to support all business and compliance teams. How will you make an impact in this role? ... the Global Sanctions Director, the Risk & Control Assessment and Remediation Manager within Global Sanctions will be responsible for supporting the mitigation of… more
- CVS Health (Albany, NY)
- …but not limited to, financial and operational information supporting state and federal compliance reporting . You will be responsible for standard and ad-hoc ... client and regulatory Prompt Pay and Pharmacy Payment Compliance reporting using SQL and SAS. You...is highly collaborative. You will report to the Senior Reporting Manager within the PBM Finance Data,… more
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