- BlackRock (New York, NY)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review ** **Location: New York or Boston** **About this role** Elevate your ... degree + 3+ years compliance background with a broker-dealer, mutual fund, or ETF business with 1+ years advertising review experience. + Strong familiarity with… more
- TD Bank (New York, NY)
- … business activities; and executes delegated supervision accountabilities on behalf of Business Line supervisors in accordance with Firm policy and ... include, but are not limited to: + Manage key relationships with Electronic Trading business line supervisors and serve as primary contact to advise or… more
- TD Bank (New York, NY)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …management, and medical policy processes, and support for our various lines of business . The incumbent also provides input into the development of policies, programs ... recommendations and/or decisions on Utilization or Case Management activities. Utilization review activities include: reviews of requests for broad range of medical… more
- Mizuho Corporate Bank (New York, NY)
- …changes and responses. *For each forthcoming regulation, conducts a line -by- line analysis, identifying requirements for each business /function, and a ... About The TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the...changes in taxonomies, frameworks, policies and procedures, training), and review and challenge key outputs and evidence. *Responsible for… more
- Sumitomo Pharma (Albany, NY)
- …expert guidance on the advertising and promotion of assigned products, balancing regulatory requirements with the business needs and objectives. This position ... a dynamic, highly motivated, and experienced individual for the position of **Director, Regulatory Advertising & Promotion** . The Director is part of the Global … more
- Healthfirst (NY)
- …accordance with CMS and the NYSDOH requirements. + Assist the appropriate business areas, including Regulatory Change Management, to implement special projects, ... initiatives, and activities to support line of business objectives, product, benefit administration,...to promote consistent strategic priorities. + Serve as a regulatory liaison to CMS, NYSDOH, or other regulatory… more
- Mastercard (New York, NY)
- …regulator engagement and advocacy efforts * Serve as a liaison to business and/or functional departments in connection with regulatory engagements including ... other interactions. * Manage external counsel as necessary, and review and analyze regulatory advice for advancing...regulatory advice for advancing strategic initiatives * Provide regulatory advice to business stakeholders on product… more
- JPMorgan Chase (New York, NY)
- …and SROs in connection with investigations and inquiries + Work closely with line -of- business legal and compliance personnel on government investigations and ... strong and resilient. You help the firm grow its business in a responsible way by anticipating new and...striving to be best-in-class. As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel… more
- Bank of America (New York, NY)
- …driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include… more