- JPMorgan Chase (Brooklyn, NY)
- …Reporting team as an Associate controller, and play a pivotal role in our line of business results, feeding into firmwide reporting. As an External Reporting ... quarterly business results with various lines of business , Regulatory Controllers, and SEC reporting teams...external policies + Establish and manage relationships with the line of business , corporate functions, as well… more
- HSBC (New York, NY)
- …Stewardship, including advising on compliance matters, monitoring activities, providing effective review and challenge on business operations, initiatives, and ... and globally, as necessary and appropriate. + Assists on matters concerning business policies and procedures, regulatory matters including new rule proposals,… more
- Raymond James Financial, Inc. (New York, NY)
- …to enhance the accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry ... the implementation of a risk management framework for the business unit, to include defining the business ...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- Parexel (Albany, NY)
- …proposals input. **Key Accountabilities** : **Author Clinical Documents** + Gather, review , analyze, and evaluate pertinent resources to prepare, develop, and ... finalize key clinical documents for submission to regulatory authorities, without the need for any supervision or...writing deliverable. + Revise document drafts based on the review comments from team members to ensure inclusion of… more
- TD Bank (New York, NY)
- …broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple ... identify solutions + Impacts the achievement of sub-function or business line objectives within the area they...competitive landscape and an understanding of the market and regulatory factors that shape the industry. + Ability to… more
- Northwell Health (New York, NY)
- …patients in the service line , and capital requirement. Need to build the business case for their service line . + The Director monitors financial performance ... plan. The emphasis of the plan includes growth and business development, along with the goal of obtaining top...of their service line (s) through review of budgetary and revenue… more
- KeyBank (Buffalo, NY)
- …on assigned regulations. + Provide independent review and challenge on various line of business activities. + Participate in or lead various projects related ... and second line of defense oversight to various lines of business , with a focus on deposit servicing functions. Additionally, the Compliance Manager will… more
- TD Bank (Melville, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** TD Wealth **Job Description:** The Trade Operations Senior ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Capital One (New York, NY)
- …advice and effective challenge on complex projects + Providing guidance on controls over regulatory requirements and line of business monitoring of those ... Investigations, Claims and Disputes. **The Senior Manager supports the line of business by:** + Providing input...of business by:** + Providing input on business regulatory requirements + Providing guidance on… more
- American Red Cross (NY)
- …standards to sustain regulatory and compliance initiatives as required by the business needs + Work and consult with the President's Office during policy ... a comprehensive IT policy and control framework, supporting mission-critical business systems and processes leveraging the Red Cross ServiceNow... leadership to remediate any gaps as a first line of defense. The primary focus of this position… more