- SMBC (New York, NY)
- …and analytic tools. You will also help advise senior leaders in Risk, Business , and Regulatory Compliance functions on the operation of their businesses ... Develop remediation strategies, implement changes, monitor progress, and regularly review relevant procedures to address potential future regulatory … more
- Raymond James Financial, Inc. (New York, NY)
- …to enhance the accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry ... the implementation of a risk management framework for the business unit, to include defining the business ...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- Coinbase (Albany, NY)
- …expected and fully supported. The Coinbase Internal Audit is an independent, third line function that reports directly to the Coinbase Audit Committee. The purpose ... analysis, risk assessments, development of the audit plan, project management, quality review , report issuance and issue validation across IT and business … more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** TD Securities **Pay Detail:** $80,000 - $103,000 USD TD is ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Human Technologies Corporation (Utica, NY)
- …lines of business financial performance and forecasts, and corporate and line of business strengths, weaknesses, opportunities, and threats. 4. Continually ... Leads the establishment of annual quality objectives for each line of business and support departments. 2....business and support departments. 2. Provides executive level review and oversight of the company's quality systems, including… more
- TD Bank (New York, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:** The **Senior Group Risk ... skills preferred + Hands -on experience (from a 1st Line or 2nd Line perspective) in non-financial...include scenario analysis + May be responsible for coordinating business continuity management (BCM) processes and supporting regulatory… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $200,000 - $250,000 USD TD is ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their… more
- M&T Bank (Buffalo, NY)
- …while managing a team of risk managers and/or practitioners within the second line of defense that are focused on risk identification and proactive risk management ... they oversee. Through their years of experience in first,-second, or third- line technology, enterprise data, and/or cybersecurity risk management or oversight roles,… more
- TD Bank (New York, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:** The Senior Group Risk ... one or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a...escalation of key risks to appropriate areas and/or executive review with business executive findings and action… more
- MUFG (New York, NY)
- …are adequately prepared for emergency response + Facilitate integration of second line frameworks, policies, standards and regulatory requirements + Provide ... the execution of the Incident Management (IM) planning and testing program, including review of test results and remediation of any observed weaknesses + Facilitate… more