- MUFG (New York, NY)
- …and directly to various related parties throughout the bank, business line , product groups and credit divisions. + Review loan documentation for ... continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal… more
- Scotiabank (New York, NY)
- …risk-based auditing standards, frameworks, practices, techniques, processes and methodologies, and regulatory guidelines to the performance and review of audits, ... + Supports ongoing monitoring activities to stay abreast of changes ( business /industry/ regulatory ), emerging risks, and themes or systemic issues that… more
- PNC (New York, NY)
- …reporting and analyses to maintain adequate controls over the financial and regulatory reporting processes. Responsible for running complex business performance, ... with a wide range of partners to understand and review the mechanics of credit loss processes as well...regular product / portfolio reviews. + Collaborates with the line of business , Finance, and Risk partners… more
- American Express (New York, NY)
- …globally. The successful candidate will be responsible for working with first- and second- line teams across markets and lines of business to conduct ongoing gap ... Laundering Risk Assessment, GFCC metrics and reporting, process risk self-assessments, and business ownership of the platform capabilities that support the CRR and… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …with key stakeholders across the organization to align QA activities with business objectives and regulatory requirements. + **Policy Development:** Develops, ... includes direct reports in the United States and dotted line reporting in Asia, Europe and North America. The...submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader… more
- University of Rochester (Rochester, NY)
- …Services Unit. Expected to act with minimal guidance in the areas of review and approval of critical documents; SOP's, Process Orders and CMSS documents. The ... rooms, refrigerators and freezers. Additionally, participate more directly in regulatory and client audits as well as represent CMSU...and client audits as well as represent CMSU at business development functions and engaging with new and existing… more
- TD Bank (New York, NY)
- …skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and ability to manage ... York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $110,000...ability to closely partner with and advise senior and line managers and other stakeholders on regulatory … more
- Citigroup (New York, NY)
- …Citigroup franchise or reputation. The role includes developing business strategies, calculating/reviewing CECL reserves, conducting sensitivity analysis, reviewing ... the company's financial stability and reputation while supporting the overall business strategy. **Responsibilities** : + Supervise and scrutinize risk management… more
- American Express (New York, NY)
- …problem-solving, analytical, and decision-making skills, with the ability to balance business objectives with regulatory requirements. + Excellent project ... policies while fostering a culture of integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, is… more
- Raymond James Financial, Inc. (New York, NY)
- …objectives and develops processes and procedures to ensure adherence to all regulatory requirements. * Partners with business units to recommend policy ... reviews and analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares...* Provides advice and guidance to the Bank's First Line of Defense concerning HMDA data collection and Fair… more