- TD Bank (New York, NY)
- …broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple ... the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and...new solutions + Impacts the achievement of sub-function or business line objectives within the area they… more
- TD Bank (New York, NY)
- …broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple ... Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts...new solutions + Impacts the achievement of sub-function or business line objectives within the area they… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is ... review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance… more
- Bloomberg (New York, NY)
- …new and existing compliance processes + Plan, prepare and conduct training for business stakeholders + Provide second- line review of benchmark methodologies, ... on the product and business + Draft, update and review compliance policies in line with regulatory requirements + Prepare reports for regulatory… more
- JPMorgan Chase (New York, NY)
- …scale and comprised of multiple projects and work streams. Initiatives drive cross line of business or firmwide agendas for implementation of new regulations, ... The function of Global Finance & Business Management is dedicated to continually making our...functions for the organization, including legal entity, financial and regulatory and product valuation. + Create meaningful analysis and… more
- Citigroup (New York, NY)
- …: The Global Markets In- Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes within Citi's Global ... businesses. + Strengthen risk monitoring, control, and governance process within the business and legal entities, assist with occasional regulatory questions and… more
- M&T Bank (Getzville, NY)
- …**Experience and Education Required:** Associates degree and a minimum of 2 years related business line experience, OR in lieu of a degree, A combined minimum ... based work over a single or a few closely related disciplines to support business decisions. + Perform routine data review , research, and/or reconciliation. +… more
- Stony Brook University (Stony Brook, NY)
- Business Support Assistant - Includes Weekend Hours -...or for a maximum of 90 days. An initial review of all applicants will occur two weeks from ... Hospitalist Program **Position Summary** At Stony Brook Medicine, the ** Business Support Assistant** provides a full range of administrative support to the… more
- TD Bank (New York, NY)
- …broader related areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple ... identify solutions + Impacts the achievement of sub-function or business line objectives within the area they...escalation of key risks to appropriate areas and/or executive review with business executive findings and action… more
- KeyBank (NY)
- …all business units. + Assist with monitoring and recommend improvements to business processes, which are necessary to meet regulatory changes and further ... Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's...may include but not limited to assisting with the review and challenge of complaints, policies, procedures, training program… more