- TD Bank (New York, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Financial Crime Risk Management **Job Description:** Roles in ... review the design and operating effectiveness of key business and function processes and controls to identify potential...regulatory requirements + Understands the operations of the business unit / area being tested and to identify… more
- Marex (New York, NY)
- …broker-dealer guidance, related to business change proposals, for management review . + Manage broker-dealer Business Line management relationships. ... and provide Compliance Advisory support to registration, employee trading and assigned business line queries. + Ensuring compliance with the company's … more
- MUFG (New York, NY)
- …submitted to the Issues Management Validation (IM Validation) team and engaging with business partners to resolve review comments and discrepancies. This role ... by Second Line of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority,...to senior leadership, and escalate any potential challenges. + Review management responses, provide feedback in line … more
- American Express (New York, NY)
- …Defense. This role is responsible for advising the business on regulatory obligations and ensuring that front- line activities operate within internal policy ... compliance risk identification, management, and mitigation across US Consumer Business Services within the 1st Line of...+ Providing business -specific Compliance expertise to the Business Unit (BU) + Review customer-facing materials-… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** EPOCH LLC **Job Description:** **Department Overview:** With TD ... management or broader audience + Adheres to internal policies/procedures and applicable regulatory guidelines, contribute to the review of internal processes and… more
- CBRE (Albany, NY)
- Business Development Senior Director, Global Occupier Accounts Job ID 210942 Posted 02-May-2025 Service line GWS Segment Role type Full-time Areas of Interest ... America **The client-facing title for this role is Senior Managing Director, Business Development** The Senior Business Development Director, Global Occupier… more
- Citigroup (New York, NY)
- …Owner certifications preferred). + Deep understanding of Services products, business management, architecture, network, and regulatory responsibilities. + ... **About Services:** Serving clients in 95 countries, Citi's Services business provides integrated solutions across payments, collections, liquidity management, trade… more
- Citigroup (New York, NY)
- …and strategic platform development + Serve as Prime Finance product SME and business representative for regional Regulatory inquiries and periodic requests. + ... will report to the Global Head of Prime Finance In- Business Risk (IBR), responsible for counterparty and platform risk...engagement through-out the lifecycle of a client + First line of defense in risk managing credit risk and… more
- Truist (New York, NY)
- …of leadership experience. 4. Subject matter expertise in assigned/specified line of business . 5. Broad risk and regulatory knowledge with an emphasis on: ... requirements (ie Risk control self-assessments, issues management). 3. Assist business line leadership with identifying, assessing, controlling, mitigating,… more
- American Express (New York, NY)
- …critical to executing AENB Compliance priorities through key partnerships with second line Affiliate Business Compliance Officers and effective challenge of ... mitigation efforts to support an effective control environment. The Director will review new Bank products and monitor customer complaints, findings issued by the… more