- Marex (New York, NY)
- …()guidance for management review + Manage US Broker Dealer Business Line management relationships. Collaborate to ensure Americas Compliance Calendar ... operations by maintaining proficient knowledge of applicable functions. + Provide regulatory and compliance advice to business partners about complex… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work ... of compliance policies and procedures to ensure adherence to regulatory requirements across multiple jurisdictions and business ...is outlined in the general job summary below. Please review Desired Skills and Experience below as you consider… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** Business Management, Strategy & Support **Pay Detail:** ... and risk appetite. Members of TDS Governance & Control require sufficient expertise to review and assess whether the Business is adhering to internal (risk… more
- PNC (New York, NY)
- …accordance with all applicable review procedures and lifecycle standards. + Creates Line of Business vision and establishes strategies needed to develop new ... and compliance with Basel, CCAR, IRRBB and Liquidity Risk regulatory framework. This highly visible role reports directly to...and PFE, CVA, and FRTB. **Job Description** + Establishes Line of Business vision and strategy, initiatives… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Financial Crime Risk Management **Job Description:** The Senior ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...regulatory requirements. The team engages with the 1st line of defense on the outcomes of EDD reviews,… more
- American Express (New York, NY)
- …and challenge on business owned Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Effectively identify and challenge Compliance ... will be a key member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible for oversight of… more
- New York Power Authority (White Plains, NY)
- …through the use of internal and/or external platforms. + Interpret and draft regulatory reports including review of engineering drawings. + Assist in preparation ... Abilities** + Thorough knowledge of the utility industry, project siting and regulatory compliance + Knowledgeable in transmission line and/or generation… more
- Sunrise Senior Living (Mount Vernon, NY)
- …+ Ensure Sunrise Wellness and Resident Care systems are implemented and followed. ** Business Development and Top Line Growth** + Demonstrate the ability to ... and recognition, communication, family services, resident well-being, quality assurance, and regulatory compliance. Additionally, a key component of this position is… more
- Bank of America (New York, NY)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... unit or section of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and… more
- Pfizer (New York, NY)
- …or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to ... executing the asset(s) IEP ensuring appropriate representation from both a functional line and geographical perspective + Engage with all relevant stakeholders (eg,… more