- Tradeweb (New York, NY)
- …standards. + Collaborate with 1LoD functions (eg, Cybersecurity, Operational Risk, and business units) to review control frameworks and advise on improvements ... in New York. This role sits within the Second Line of Defense (2LoD) and is responsible for leading...of the firm's ERM program, including control testing oversight, regulatory risk assessments, risk metric development, and governance reporting.… more
- TD Bank (New York, NY)
- …contact for the TDS businesses, working closely with subject matter experts from each TDS business line . The team works together with the business leaders to ... York, New York, United States of America **Hours:** 40 ** Line of Business :** Governance & Control **Pay...of action plans to resolution + In compliance with Business Change Review (BCR) Program for change… more
- TD Bank (New York, NY)
- …skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Advanced project management skills and ability to ... **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is… more
- Meta (New York, NY)
- …subject matter expert for GRC and act as the connection point between GRC, Legal, Regulatory Offices, and first line business teams 6. Develop and monitor ... against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal...skills to translate changes into actionable project work 8. Review and monitor key program metrics and escalate or… more
- Meta (New York, NY)
- …subject matter expert for GRC and act as the connection point between GRC, Legal, Regulatory Offices, and first line business teams. 5. Develop and monitor ... against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal...skills to translate changes into actionable project work 7. Review key metrics pertaining to a program, monitor potential… more
- Meta (New York, NY)
- …subject matter expert for GRC and act as the connection point between GRC, Legal, Regulatory Offices, and first line business teams. 6. Develop and monitor ... against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal...skills to translate changes into actionable project work. 8. Review and monitor key program metrics and escalate or… more
- Bassett Healthcare (Cooperstown, NY)
- …with regulatory agency requirements and organizational standards based on review of records. Communicates patient issues/concerns to providers as measured by ... Assures correct data capture and data entry (such as MSPQ) necessary for regulatory agencies and compliance requirements is accurate and complete as monitored by… more
- JPMorgan Chase (Brooklyn, NY)
- …Reporting team as an Associate controller, and play a pivotal role in our line of business results, feeding into firmwide reporting. As an External Reporting ... quarterly business results with various lines of business , Regulatory Controllers, and SEC reporting teams...external policies + Establish and manage relationships with the line of business , corporate functions, as well… more
- American Express (New York, NY)
- …problem-solving, analytical, and decision-making skills, with the ability to balance business objectives with regulatory requirements. + Excellent project ... and manage the compliance risk assessment and related activities within the second line of defense for the Compliance Risk Management framework at American Express,… more
- Pfizer (New York, NY)
- …training, 2) vendor management, 3) study level planning and oversight, 4) data review , 5) regulatory document, study report and publication preparation and ... implementation of studies to support the asset strategies in line with Pfizer SOPs. As co-lead of the Study...received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which… more