- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services ... advisory services to the Marex Capital Markets Inc. ("MCMI") fixed income business unit(s). Such guidance will be tailored to resolving issues with consideration… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... in order to partner to develop and apply program solutions that meet function/ business /product and customer needs in a manner consistent with the Citi program… more
- KeyBank (NY)
- …line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and effective ... assessing risks and issues; engage with the lines of business to help identify risks, assist with development and...levels of management with a focus on collaboration and relationship management. + Must possess initiative, be a self-starter,… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (Getzville, NY)
- …across the Client Controls team. The Client Organization- Control Design Assessment Officer will be part of a team of control design assessment professionals ... assessments and testing design assessments for controls operated by the Client business in line with the applicable Policies, Procedures and Standards. + Handles… more
- Citigroup (Garden City, NY)
- The **Community Mortgage Lending Officer ** is an **entry level position** responsible for driving mortgage sales and client relationships through engagement with ... outside to key referral relationships (Realtors, CPA's, Builders, etc). to drive mortgage business into the bank. + Appropriately assess risk when business … more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** + The Director-Credit Officer 's main responsibility entails the review and challenge of credit applications ... US regulatory classification, profitability, country & geopolitical risks and relationship strategy. **Role Objectives:** + Analyze various elements of credit… more
- NBT Bank (Albany, NY)
- …Responsible for managing a portfolio of high-risk C & I, CRE and Business Banking relationships, specifically, but not limited to those with the most complex ... Commercial Lending, credit and collateral analysis. + Extensive knowledge of business collection laws and regulations and understanding of the different requirements… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking a Vice President / Credit Officer to cover Middle Market LBO. + Review and challenge of credit applications ... facility terms and conditions, US regulatory classification, profitability, and relationship strategy. **Role Objectives** + Analyze various elements of credit… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM ( Business ... testing, risk metric reporting, documenting loss events, and assisting operations business lines with internal audits and/or RCSA's. **RESPONSIBILITIES** + Issue… more