- Citigroup (Getzville, NY)
- The Risk Chief Administrative Office provides support to the Risk organization with a focus on governance, control effectiveness, regulatory engagement, ... and financial performance including resource management. The Resource and Business Management team within the Risk CAO... Chapter review. + Contribute to the Resource and Business Management Manager's Control Assessment (MCA). +… more
- American Express (New York, NY)
- … Pillar's integration into key governance processes by tailoring assessment tools and control requirements to business needs + Partner with governance process ... areas like GenAI and M&A + Support the Director in conducting credible challenge of risk ...Qualifications:** + Bachelor's degree in Information Technology, Data Management, Risk Management, Business , or a related discipline… more
- Mizuho Corporate Bank (New York, NY)
- …using data analytics. + Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated. + Work ... + Under the direction of the Vice President or Director , execute a robust audit program including performing the...internal audit principles, practices and techniques, the concepts of risk , risk management, internal control … more
- TD Bank (New York, NY)
- …deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and monitoring ... and diverse business management function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring an… more
- Scotiabank (New York, NY)
- …to assist with BSA/AML/OFAC regulatory examinations. The candidate will support the Director , US AML Audit by evaluating the control environment, fostering ... planning, and reporting. Obtains a thorough understanding of the end-to-end business /unit/process and associated risks, develops an appropriate risk -based audit… more
- KeyBank (NY)
- …intranet (KeyConnect) page creation/maintenance, and records management. Partner with Lines of Business and other risk partners to ensure appropriate action is ... objectives, and strategic planning. + Provide administrative support to Financial Crimes Risk Management and the AML Enterprise Team Director (eg, scheduling… more
- TD Bank (New York, NY)
- …strategy, and end-to-end automation of finance workflows. . Partner with Finance, Risk , Operations, and Business stakeholders to ensure technology solutions meet ... evolving regulatory and business requirements. **Product Control Technology Oversight:** ....systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First...Control teams. + Conduct First Line surveillance and business conduct reviews. + Compile Electronic Trading management reporting… more
- M&T Bank (Buffalo, NY)
- …multiple stakeholders across Treasury, Compliance, Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit objectives + Lead and ... and regulatory standards, policies and controls in accordance with the Company's Risk Appetite + Maintain M&T internal control standards, including timely… more
- Wells Fargo (New York, NY)
- …Collaborate with peers + Identify and recommend opportunities for process improvement and risk control development Employees support our focus on building strong ... **About this role:** Wells Fargo is seeking a Managing Director /Principal Investment Banker within the Commercial Mortgage Loan &... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more