- MUFG (New York, NY)
- …challenge and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This role focuses on supporting the Structured ... Business Line in the structuring and underwriting and control of such exposures. Using your experience with asset-based...Oversight: The candidate will work with the Front Office Risk and Business teams to monitor the… more
- SMBC (New York, NY)
- …research on threat actors tactics techniques and emerging trends to inform risk scenarios evaluate control environment and develop mitigation strategies + ... benefits to its employees. **Role Description** Establish and manage a comprehensive Insider Risk program for SMBC Americas Division The candidate must be a highly… more
- Citigroup (New York, NY)
- …consistent execution. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... The Compl AML Core Sr Director manages multiple teams of senior professionals through...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (New York, NY)
- …stakeholders to drive innovation, enhance user experiences, and ensure rigorous adherence to risk and control standards in a highly regulated environment. **Key ... risk management policies, maintaining a strong focus on risk and control adherence. + Develop and...execute application development strategies that align with the organization's business objectives and operational risk management goals.… more
- TD Bank (New York, NY)
- …at TD Securities. This role will liaise with Front Office, Information Technology, Risk , Finance and other control functions and key stakeholders. As well ... rules and industry practice for IPV and valuation adjustment control processes. The Director - Finance, Group...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- American Express (New York, NY)
- …partners across numerous business units, functional areas, and geographies. The Director , US Consumer Risk Advisory will: + Provide strategic risk ... every day. The objective of the US Consumer Services Control Management Operational Risk Advisory team is...risk . US Consumer Services is looking for a Director of Risk Advisory to lead a… more
- Bank of America (New York, NY)
- Director , Sr Business Control New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... us! Position is reporting to the Head of Equity Business Controls. This individual will partner closely with the..., COO and other support functions (eg Compliance, Operational Risk ). Responsible for creating, enhancing and overseeing the controls… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk & Control -...Loss Prevention (DLP) team, reporting to both the DLP Director and the Business Information Security Officer (BISO), ... Data Loss Prevention Vice President The Business Risk & Control - Data Loss Prevention team is a 1st Line of Defense (LoD) focused on Information Security.… more
- TD Bank (New York, NY)
- …providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** ... Communications Global Control Room Leads for all Control Room portfolios and Business partners) to...and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global Control… more
- Ankura (New York, NY)
- …defined by HOW we solve challenges. Whether a client is facing an immediate business challenge, trying to increase the value of their company or protect against ... customized solutions and strategies designed for today's ever ‐ changing business environment. This gives our clients unparalleled insight and experience across… more