- SMBC (New York, NY)
- …and adhere to policies, procedures, and processes that include line of business risk limits, management supervision standards and reporting (including ... SMBC Group is a top-tier global financial group...features and customer value proposition. Interface with legal, compliance, risk management and other internal control and… more
- TD Bank (New York, NY)
- …deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and monitoring ... business management function for an area of significant risk , complexity or scope usually involving medium to long... management where required + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance ... Serves as a senior function/ business /product compliance risk officer covering North...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- JPMorgan Chase (New York, NY)
- …compliance deliverables; help drive specific action plans and deliverables within the Risk Control Self-Assessment (RCSA) framework + Coordinate team activities ... to drive key initiatives. We act as trusted advisors and counterweight to Business / Group Heads, and are responsible for identifying, escalating, and mitigating … more
- Citigroup (Getzville, NY)
- …building, implementing, tracking and improving decision strategies + Appropriately assess risk when business decisions are made, demonstrating particular ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (Getzville, NY)
- …pipeline including oversight, reporting, resolution and escalations. + Appropriately assess risk when business decisions are made, demonstrating particular ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- JPMorgan Chase (Brooklyn, NY)
- …forecast, control , and overall direction of an increasingly growing and evolving group . As a Payments & Technology Business Manager-Vice President within the ... services, and payments. We provide strategic advice, raise capital, manage risk , and extend liquidity to corporations, governments, and institutions in over… more
- MUFG (New York, NY)
- …is appropriate and adequate to address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups....Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and Information Systems Control (CRISC) +… more
- Citigroup (New York, NY)
- …as well as the Operations, Business and Technology environments + Strong risk management and control mindset + Provides evaluative judgment based on analysis ... day-to-day operational activity, and maintaining a strong focus on risk & control and client service. Both...target operating model between Middle Office, Settlements, and the Business + Develop an effective control framework… more
- KeyBank (NY)
- …of the Financial Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. ... Ensure alignment between the enterprise AML/OFAC Risk Assessments and the Risk and Control Self-Assessment (RCSA). Work with steering committees, working… more