- S&P Global (New York, NY)
- …to Engagement Owners and Ratings' management. + Liaise with Digital Solutions for risk and control management activities, including but not limited to Internal ... the Role:** **Grade Level (for internal use):** 12 **The Team** The In- Business Controls team within the Ratings division is dedicated to ensuring operational… more
- CBRE (Albany, NY)
- …on the accounts, supporting change and sharing best practice. + Present at Business Group , Regional Business , and local management meetings. **Commercial ... including but not limited to: commercial terms, areas of risk and reward, operational compliance, cost control ,...lead on commercial issues which could lead to high business impact risk or litigation/disputes. **Supplier Engagement**… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group ....to compete the reviews in timely manner for all business segments and ensure accurate risk rating and ... Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards,… more
- TEKsystems (New York, NY)
- Description - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker-dealer operations, including trading, sales, operations, and support ... testing, and regulatory reporting. - Align compliance efforts with enterprise risk management standards and ensure integration across business lines. -… more
- MUFG (New York, NY)
- …activities designed to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not ... and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe,… more
- Citigroup (Getzville, NY)
- …Learning & Development, Markets COO (eg, Business Execution, People @ Markets, Risk and Control ) and SMBIC Ops to effectively and efficiently implement ... team, as required, on critical or urgent initiatives + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Citigroup (New York, NY)
- …rigorous risk -management framework. Work closely with various functions, such as Business , Technology, Risk , and Compliance to ensure an efficient and safe ... good governance and supervision, expense discipline and ethics + Appropriately assess risk /reward of transactions when making business decisions; and ensure that… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The US Financial Crime ... Risk Management (FCRM) Group is responsible for the detection, investigation, and reporting...and evolving regulatory requirements + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …and Independent Risk , to execute on the firm's and client's business objectives. This can include working capital solutions, term loans and M&A financing, ... support a credit view based on well-supported analysis that effectively balances risk and business objectives * Ensure appropriate regulatory classification and… more
- Wells Fargo (New York, NY)
- …services and products + Identify and recommend opportunities for process improvement and risk control development within the Securities Based Lending Team + Work ... **About this role:** Wells Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more