- KeyBank (Amherst, NY)
- …and productively coordinate with other groups within Key including the lines of business , other risk management teams and internal audit. **Essential ... **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk ...related to day-to-day responsibilities and engagement of line of business management and compliance partners in designing… more
- KeyBank (Amherst, NY)
- …Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... and testing, analysis of findings, and reporting to ensure effective, sustainable risk management processes exist. + Demonstrate a working knowledge of… more
- TD Bank (New York, NY)
- …experience** + **10+ years of experience** **Desired Qualifications:** + **Bachelor's degree in business , Finance, Risk Management , or related field.** + ... mission to build a more resilient and scalable compliance risk management function. As part of our...**Operational Leadership** + Support the AVP of Compliance Program Management with business management needs… more
- Neuberger Berman (New York, NY)
- …efficiency + Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document ... and present audit reports with findings and recommendations for control enhancements to senior management + Track...a team. + Demonstrated ability to interact with senior management and stakeholders across various business functions… more
- Citigroup (New York, NY)
- … or key regional management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, CCO), the ... of Employment & HR + Key stakeholder in senior forums covering strategy, risk management , Employment & HR governance, franchise reputation and/or highly complex… more
- American Express (New York, NY)
- …overall effectiveness of the business compliance program via Compliance Risk Assessment, Issue Management Framework, Complaint monitoring, and other areas. ... including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute to the Business ...required. + Oversee and ensure maintenance of a robust control environment to monitor third-party and conduct risk… more
- TD Bank (New York, NY)
- … Business Mgmt Specialist manages a diverse portfolio of business management activities for complex or high risk functional area(s), and implement ... you more specific details for this role. **Line of Business :** Business Management , Strategy &...relevant stakeholders where required + Maintains a culture of risk management and control , supported… more
- KeyBank (Syracuse, NY)
- … risk , and ensuring a favorable experience for the client. + Effective Risk Management including Loan Documentation (experienced level) ◦ Able to effectively ... Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with...solutions-oriented, growth mindset that is supportive of line of business goals while still maintaining a moderate risk… more
- American Express (New York, NY)
- …compliance. The ideal candidate will bring deep expertise in data governance, issue and risk management , and a strong background in financial data within a ... data risks. **Minimum Qualifications:** + 8-10 years of experience in data governance, risk management , operational controls, or regulatory reporting in a large… more
- Citigroup (Getzville, NY)
- …Businesses and Functions with an emphasis on Technology Simplification, Transformation and Risk and Control . There will be extensive interaction with Businesses ... and Functions, Risk and Control teams and Transformation Execution...lines. + Directs the communication of status, issue, and risk disposition to all stakeholders, including senior management… more