- Citigroup (New York, NY)
- … officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, policies, ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... the design and operations of the Bank's internal controls, risk management and governance processes. We are...who thrive in a challenging environment and work with management to find solutions to address control … more
- MTA (New York, NY)
- Assistant Director Project Management (OMNY) Job ID: 11387 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: ... Business Assurance: This area is responsible for contract and commercial management , performance reporting , and business operations. This includes contract… more
- Citigroup (Getzville, NY)
- …pipeline including oversight, reporting, resolution and escalations. + Appropriately assess risk when business decisions are made, demonstrating particular ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- M&T Bank (Lafayette, NY)
- … management and terminations. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. ... Service Modernization Project** Responsible for providing the strategic direction and management of the planning, development and implementation of various projects… more
- TD Bank (New York, NY)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... mission to build a more resilient and scalable compliance risk management function. As part of our...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- Canon USA & Affiliates (Melville, NY)
- …Support the preparation and coordination of shareholder meeting materials - Assist in risk management activities Others Several times a quarter, meetings with ... Canon Software America, Inc. (CSAI) in Melville, NY is seeking a Business Operations Specialist (Specialist, Business Ops CSAI) skilled administrative staff… more
- JPMorgan Chase (New York, NY)
- …qualifications, skills and capabilities:** + 3+ years' experience in the investment management industry. + Technical and business knowledge of various Fund ... As a Fund Controller in the Asset Management Client Service division the Product Administration Team...the Funds. You will consider the market, regulatory, and business environment that they operate within the space. As… more
- TD Bank (New York, NY)
- …+ Position deals with senior/executive management . + Key contact for business management , regulators and external/internal auditors, dealing with a broad ... + Position deals with senior/executive management . + Key contact for business management , regulators and external/internal auditors, dealing with a broad… more
- M&T Bank (Getzville, NY)
- …outbound calls, inbound calls and email correspondence. + Collaborate with direct management , business customers, sales and branch reps, and relationship ... Managers. Transfer accounts to Workout Team based on delinquency or other risk triggering factors. **Primary Responsibilities:** + Responsible for handling past due… more