- CIBC (New York, NY)
- …and summary of test results + Collaborate with compliance partners and line of business management throughout the compliance testing process to ensure timely and ... Ability to interact with all levels of line of business management to ensure that results are...+ 5-7 years of registered US broker-dealer compliance and risk management experience + Prior experience working… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations. +… more
- TD Bank (New York, NY)
- …and evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in ... closely with business partners, auditors and/or regulators + Contact for business management , regulators and external/internal auditors with assistance from … more
- CBRE (Brooklyn, NY)
- … within the context of business results (larger economic implications, business risk , etc.). May provide informal assistance such as technical guidance, ... **What you'll do** + Lead all facets of project management (budget, schedule, procurement, quality & risk )...budget, cash flow, work plan schedule & milestones, quality control , and risk identification. + Identify project… more
- Wolters Kluwer (New York, NY)
- …Bachelor's degree required; Master's in a quantitative field, Law, Public Policy, Risk Management , or Business Administration strongly preferred. ... refinement of AI governance workflows, policies, and controls to support evolving business needs and regulatory developments. + Serve as a senior governance… more
- M&T Bank (Buffalo, NY)
- …examinations over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management , and Architecture functions ensuring the timely and ... Audit group responsible for understanding the IT infrastructure, operations, engineering, risk management , architecture and governance functions in the… more
- Citigroup (New York, NY)
- …meet specific business needs or user areas + Monitor and control all phases of development process and analysis, design, construction, testing, and ... SME to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Citigroup (Getzville, NY)
- …overseeing transformation of the underlying workflow across transaction capture, underwriting, risk management and reporting. Responsibilities: + Oversee and ... Data Management , Data Quality, Internal Controls, Management Reporting, Program Management , Risk Management . **Other Relevant Skills** Data Quality … more
- MTA (New York, NY)
- …drive transparency, accountability, and efficiency in contract compliance, consultant/vendor payments, risk management , and program controls. The AVP is ... and maintain policies, procedures, and best practices for contract compliance, invoicing, change management , and risk mitigation. The AVP will o versee the… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... develop and test customer data that enables our data enablement, campaign development, business analytics partners and sr. management to derive better strategic… more