- Citigroup (Charlotte, NC)
- …including: Legal, Business Management , Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues ... function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,… more
- SMBC (Charlotte, NC)
- …The VP, IT Resource Management Lead will report to the Director, IT Business Management , and will be responsible for aligning IT Workforce Management ... span of control , negotiate and resolve conflicts, and work with business users, IT partners and vendors. + Excellent verbal and written communication skills.… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... mission to build a more resilient and scalable compliance risk management function. As part of our...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... matter expert for a key functional Compliance area and business + Contact for business management...and approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk… more
- Wells Fargo (Charlotte, NC)
- …the successful execution of enterprise-wide programs such as nCino rollouts, operational risk management , and digital transformation efforts. The ideal candidate ... Identify Business Execution opportunities and strategies for process improvement and risk control development over the long-term in order to ensure… more
- Wells Fargo (Charlotte, NC)
- …will serve as the Subject Matter Expert (SME) for the Cloud Access Security Management (CASM), ensuring effective control management , tool integration, and ... information security consultation for all aspects of information security compliance policy, risk management , and remediation + Direct information security … more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a...adheres to enterprise frameworks and methodologies related to overall business management activities + Leads relationships with… more
- City National Bank (Raleigh, NC)
- …and Client Experience: * Continuously builds trusting relationships with Internal Audit peers and business management . * Acts as the key contact and responds to ... written communication skills, to effectively present to peers and business management . * Ability to exhibit integrity...risk assessment practices. * Strong understanding of internal control concepts and experience in applying them to plan,… more
- SMBC (Charlotte, NC)
- …discipline). + 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking / financial services. Specific ... created as a partnership between Technology (AD Tech) & Risk Management (RMDAD) departments to establish a...well as drives initiatives to support consistent EUC tool control management practices and processes to minimize… more
- Wells Fargo (Charlotte, NC)
- …horizontal flood frontline enterprise program. **Required Qualifications:** + 5+ years of risk management , business controls, quality assurance, business ... impact which are designed to mitigate current and emerging business risk issues and concerns; act as...and multi-faceted controls, protocols, and approaches with respect to risk mitigation and the control environment, including… more