- Wells Fargo (Charlotte, NC)
- …TCOO delivers technology services that support key operational functions including control execution, strategic initiatives, business continuity, data services, ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more
- Wells Fargo (Charlotte, NC)
- …Identify opportunities for customer service improvement, policy and procedure enhancement, and risk control development in customer service + Make daily ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more
- Wells Fargo (Charlotte, NC)
- …internal and external rules, regulations and procedures that apply to the product/ business supported + Maintain all WF internal control standards, implement ... Patriot Act, SEC, CFTC and FINRA regulations + Account management experience + Brokerage operations experience + BSA/AML experience... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- TD Bank (Charlotte, NC)
- …and evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in ... time consumption + Provides technical expertise and analysis to management and business partners + Works across...- identifies and manages risks, and escalates non-standard, high risk activities as necessary + Ensures business … more
- Bank of America (Charlotte, NC)
- …and meet revenue targets, the candidate will be responsible for managing across the risk and business control deliverables for the Global Transactional FX, ... of America as a firm and GPS as a business at industry conferences and acting as a practioner...Propensity to develop strong grasp of critical principles of risk management , including compliance & operational … more
- PNC (Charlotte, NC)
- …compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Leads the execution of the Compliance program ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- Wells Fargo (Charlotte, NC)
- …and acts as an independent assurance function that evaluates the effectiveness of risk management , control , and governance processes. The internship ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and… more
- Dentsply Sirona (Charlotte, NC)
- …identify and design controls specific to the transformation initiatives; consult and assist Management in the control implementation process. + Assess risks and ... advise Management on the control impacts and opportunities of modernization and automation initiatives,...to enhance the design of internal controls to improve risk mitigation efforts; provide guidance to control … more
- US Bank (Charlotte, NC)
- …by integrating other internal audit subject matter teams (Anti-Money Laundering, Compliance, Risk Management , Finance Data, etc.) to ensure appropriate and ... and external stakeholders that include but are not limited to: senior management ; internal control partners; external auditors; external subject matter experts;… more
- TD Bank (Charlotte, NC)
- …of emerging issues, trends, and evolving regulatory requirements + Maintains a culture of risk based management and control , supported by effective processes ... business cases) as directed + Provides advice and guidance to Finance Management and/or business partners and appropriate stakeholders on a range of finance… more