- Bank of America (New York, NY)
- …regulatory agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager (s) to establish and execute a risk -based coverage plan for ... dialogue of key issues and emerging risks. Additionally, assist the Portfolio Manager (s) in preparing quarterly Business Assessment Reports and Coverage Plans;… more
- Bank of America (New York, NY)
- …activities of model risk management across the company and for specific business units or control functions. Key responsibilities include leading the audit ... management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit...coverage of model uses across the various lines of business of control functions. + Works closely… more
- PNC (New York, NY)
- …Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Accuracy ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more
- MTA (New York, NY)
- …(GIAC), or Certified Information Security Manager (CISM), or Certified in Risk and Information Systems Control (CRISC), or Certified Information Systems ... the MTA on a 24/7 basis. The analysis is conducted through technology risk assessments, data analytics tools, business processes reviews, and collaboration with… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First...Control teams. + Conduct First Line surveillance and business conduct reviews. + Compile Electronic Trading management reporting… more
- TD Bank (New York, NY)
- …operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- M&T Bank (Buffalo, NY)
- …the commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting ... Responsibilities:** + Provide support to the various Community Finance business lines by recommending solutions to problems that arise,...Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the… more
- Citigroup (New York, NY)
- …and Independent Risk , to execute on the firm's and client's business objectives. This can include working capital solutions, term loans and M&A financing, ... addressed. CLM represents a critical "first line of defense" control function for the bank, ensuring the CCB's credit...credit view based on well-supported analysis that effectively balances risk and business objectives * Ensure appropriate… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $80,000 - $103,000 USD...reporting. In addition, by its nature as a primary control and support group in the region, TDS Finance… more