- SMBC (New York, NY)
- …and Skills** + Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. + Strong ... its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in...identify business trends and changes in the business risk profile. + As needed, assist… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD TD is ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (Hicksville, NY)
- …mentors team members. The Head Universal Banker plays a key role in championing risk and control , driving lobby leadership, and ensuring consistent delivery of ... in complex transactions and ensuring an exceptional client experience. + Champion risk and control by monitoring day-to-day operations, ensuring compliance with… more
- Citigroup (New York, NY)
- … business activities and client retention initiatives + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- TD Bank (New York, NY)
- … Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations and conduct business -based ... providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** +… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in alignment ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing… more
- Citigroup (Getzville, NY)
- …approval of risk associated with Finance Regulatory Engagement; manage team's business continuity plan, record retention strategy and related risk and ... and functions as assigned to support overall team success. + Appropriately assessing risk when business decisions are made, demonstrating consideration for the… more
- Synchrony (New York, NY)
- …including **4+ years** in roles involving Process Risk Management or Model Risk Management within a Consumer Lending business , with a focus on predictive ... our nearest office for in person engagement activities such as business or team meetings, training and culture events._** **Essential Responsibilities:**… more
- Bank of America (New York, NY)
- …internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include to ... obligations are captured. * Design informative MI and key control reporting * Responsible for executing global periodic (eg...with partners. * Communicate with a broad audience of business partners in a variety of formats and in… more
- Fannie Mae (New York, NY)
- …skills including evaluating and designing controls, conducting impact assessments, identifying control gaps, and remediating risk * Experience gathering accurate ... loans with potential fraud, deficient property values or increased borrower exposure risk . *THE IMPACT YOU WILL MAKE* The *Multifamily Underwriting - Fraud… more