- TD Bank (New York, NY)
- …providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Depth & ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $185,000 USD TD...seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical… more
- Synchrony (New York, NY)
- …Leadership Team (SLT). This role will lead teams of experienced auditors providing control assurance over Risk , Compliance, AML/BSA, Models, Credit, and Growth ... across the department + Develop a comprehensive, in-depth understanding of Synchrony's business including the Risk , Compliance, AML/BSA, Models, Credit, and… more
- Synchrony (New York, NY)
- …leadership and other relevant committees including the Board + Own the Risk Control Self-Assessment (RCSA) policy, standard and overall framework. Provide ... and continue to evaluate ORM programs, tools and processes. Drive stronger operational risk management capabilities across the business and remain compliant with… more
- KeyBank (NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... the execution of compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role assist in the… more
- KeyBank (Buffalo, NY)
- …and operational risk monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role assist in the design ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA… more
- Bank of America (New York, NY)
- …needs. **Responsibilities:** + Supports the development and execution of reporting to allow Risk and business partners to effectively identify and manage risk ... analytical support on various product strategic initiatives affecting multiple Risk functions and lines of business to...control checks **Skills:** + Attention to Detail + Business Intelligence + Data and Trend Analysis + … more
- Bank of America (New York, NY)
- …guidance. Key components of the Liquidity Risk Management program include appropriate risk identification across the 8 lines of business and legal entities, ... risk monitoring processes across the 8 lines of business and legal entities; including establishment of Board and...Transfer Pricing and whether it is driving the desired control and behavior + Review and contribute to policies,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime ... and/or onboard the customer + Evaluates and assesses customers' source of funds, business activities, ownership structures, and other risk factors + Reviews,… more
- Bank of America (New York, NY)
- …role and objectives and how risk -based auditing is used to assess business process control environment effectiveness. + Has strong presentation skills, with ... in the firm. **Responsibilities for this role include:** + Assessing the control environment effectiveness of market risk measurement and valuation processes… more
- TD Bank (New York, NY)
- …behaviors consistent with TD's leadership profile, customer and employee experience agendas and risk and control culture + Creates an extraordinary place to work ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more