- TD Bank (Charlotte, NC)
- …**Develop and deliver specialized/ad hoc training and reporting, as required.** **Compliance Business Oversight Manager ** **Reporting to the Senior Manager , ... Audit, Compliance Quality Assurance, and others** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- TD Bank (Charlotte, NC)
- …culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide compliance ... ensuring effective business adoption and compliance. + Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Business Unit Quality Control Specialist provides quality control oversight ... final decision along with supporting information into the Quality Control System communicating results to internal business ...agency, bank and federal guidelines and procedures to mitigate risk This position requires the tracking of time and… more
- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager will serve as a key member of the ... (COE), Auto Servicing and Originations, and Unsecured Personal Lending. The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- TD Bank (Charlotte, NC)
- …in identifying trends and risks for the business + Supports the annual Risk & Control Self-Assessment process, including preparatory work for all sessions + ... & Control **Job Description:** The Governance and Control Manager will be responsible for the...business with the development and review of Key Risk Indicators (KRIs) and manages the aggregation and assessment… more
- TD Bank (Charlotte, NC)
- …Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and support ... on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and objective… more
- Wells Fargo (Charlotte, NC)
- …Progress towards or an active Chartered Financial Analyst (CFA) designation or Financial Risk Manager (FRM) designation + 1+ year of experience communicating ... this role:** Wells Fargo is seeking an Investment Portfolio Control Consultant to join the Market Risk ... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- TD Bank (Charlotte, NC)
- …development, and building subject matter expertise across the team.** + **Collaborate with business units, risk owners, and control partners to gather, ... validate, and analyze risk and control data.** + **Support the enhancement of the ...years of experience** **Preferred Qualifications:** + **Bachelor's degree in Business , Finance, Risk , or a related field.**… more
- Chinook Systems (NC)
- …entrepreneurial, and collaborative work environment. The Work: As the Automation Line of Business Manager , you will lead the Automation Line of Business ... Controls, and Operational Technology (OT). As the Automation LOB Manager , you will lead the Business Unit...suppliers, subcontractors, and partners to advance LOB goals and business execution. + Perform reviews of pricing, risk… more
- TD Bank (Charlotte, NC)
- …financial crisis management. The RRP function is closely integrated with multiple lines of business , key control functions, and Risk Management to maintain ... - identifies and manages risks, and escalates non-standard, high risk activities as necessary + Ensures business ...Planning + Actively manages relationships within and across various business lines, corporate and/or control functions and… more