- US Courts (Brooklyn, NY)
- …of defendants to assess and identify mitigating and aggravating sentencing factors, risk and likely future compliance under supervision and the need for correctional ... investigations, or work in substance/addiction treatment. Experience as a police officer , custodial. or security officer , without any criminal investigative… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- Citigroup (New York, NY)
- …materials with FP&A teams and other functional partners + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Pioneer Bank (Albany, NY)
- TITLE: Cash Management & Payment Systems Officer LOCATION: Headquarters REPORTS TO: Vice President - Bank Operations CLASSIFICATION: Full Time, Exempt PAY GRADE: EX ... Monday-Friday 8:30am-5:00pm Position Summary: The Cash Management and Payment Systems Officer is responsible for oversight of all daily functions/tasks related to… more
- Citigroup (New York, NY)
- …post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York...of the Basel parameter and review it with CPB Business and Risk team. Provide Current Expected… more
- KeyBank (NY)
- …Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... assess complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable insights to business partners. + Remain… more
- HSBC (New York, NY)
- …management of BAU with uncompromising focus on results while maintaining a safe and sound risk and control framework. You will report to The Head of Business ... and the planet we all share. The Private Banking (PB) US Chief Operating Officer (COO) will be responsible for a complex strategic delivery agenda that requires… more
- M&T Bank (Ballston Lake, NY)
- …federal registration under the SAFE Act. **Primary Responsibilities:** + Assist Loan Officer in developing and managing a referral source, prospect and customer ... base. + Assist Loan Officer in developing and implementing marketing/sales support programs to...developing and implementing marketing/sales support programs to develop new business . + Interact with customers to complete the application… more
- MUFG (New York, NY)
- …related projects and initiatives and be involved with the RCSA process and control testing for Credit Risk Management. **Qualifications:** + Minimum of 5-7 ... recruitment team will provide more details. **Position Summary:** Credit Officer role covering counterparties/clients based in the Americas. **Primary… more