- KeyBank (Albany, NY)
- … will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... second line of defense oversight to various lines of business . Additionally, the Compliance Officer will conduct...to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and… more
- JPMorgan Chase (Brooklyn, NY)
- … identification, mitigation and management. You will provide SME support to the Chief Risk Officer for the Chief Investment Office, Global Treasury and Corporate ... Bring your expertise to JPMorganChase. Our Capital Risk Management (CRM) is an independent risk...across multiple business functions including first line business product specialists, structurers and product control … more
- US Courts (Brooklyn, NY)
- …and they may be required to respond to situations outside of normal business hours. US Probation Officers make referrals to appropriate outside agencies such as ... investigate employment, sources of income, lifestyle, and associates to assess risk and compliance. They address substance abuse, mental health, domestic violence,… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10047603 **Description & Requirements** The ... and regulations, implement global training and communication programs and monitor data governance risk across the business . Our Data Privacy Compliance team also… more
- M&T Bank (Buffalo, NY)
- …adept at working across all levels of the organization from junior staff to the Chief Risk Officer or other senior/executive members of management in Risk or ... **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to...or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- TD Bank (New York, NY)
- …in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000 USD TD...details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US… more
- KeyBank (Buffalo, NY)
- …and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance Officer will provide support to business and commercial lines of ... Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending...its affiliates to risk outside its desired risk appetite. For assigned lines of business ,… more
- KeyBank (Albany, NY)
- …Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... assess complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable insights to business partners. + Remain… more
- TD Bank (New York, NY)
- …all required job specific, compliance-related training + Understands, utilizes and follows Compliance/ Risk and control programs + Consults with all risk ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
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