- American Express (New York, NY)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security ... team within the GRC group, headed by the Chief Risk Officer (CRO) of the company. This...the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment… more
- Scotiabank (New York, NY)
- …issues and outputs are tracked and actioned. + Support in leading US Technology risk control testing and monitoring and guides all US based Technology ... deliver updates on KPIs/KRIs to various audiences, including senior business risk committees. Develop or manage programs...strong risk culture in partnership with the risk owners. + Co-ordinate SOX control testing.… more
- Scotiabank (New York, NY)
- …informed of relevant business risks and controls. Effectively conveys risk -related information to Officer -in-Charge. + Maintain stakeholder relationships to ... and work with management to find solutions to address control weaknesses. The Auditor contributes to the overall success...business line reviews. + Understand how the Bank's risk appetite and risk culture should be… more
- American Express (New York, NY)
- …Management execution, and coordinate systems and infrastructure requirements assessment processes for risk and control management purposes within the 1LoD. This ... Participate in Risk Management solution definition by partnering with various risk , business and technology teams. Advise on the recommended technologies,… more
- Citigroup (Getzville, NY)
- …the Risk CAO has strategic and operational responsibilities to support Citi Chief Risk Officer and the Independent Risk organization to achieve its ... Risk Chief Administrative Office provides support to the Risk organization with a focus on governance, control...and liaise with HR, Finance, O&T, ESPA and all Risk CROs by managing resources, accountability, business … more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (New York, NY)
- Serves as a function/ business /product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... culture of compliance. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- HSBC (New York, NY)
- …Contain compliance risks in liaison with the Head of Group Compliance, Global Business Compliance Officer , Area Compliance Officer or Local Compliance ... Work with client coverage teams to deepen client relationships through driving business co-operation with key stakeholders including Global Banking & Markets, Trade… more
- Scotiabank (New York, NY)
- …planning, and reporting. Obtain a thorough understanding of the end-to- end business /unit/process and associated risks, develops an appropriate risk -based audit ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Amalgamated Bank (New York, NY)
- …critical control issues, and recommending corrective actions for various business lines, including but not limited to: Commercial Banking, Commercial and ... of bank operations and key industry risks. Stakeholder Engagement + Engage with business units, technology teams, and risk owners to understand and assess… more