- American Express (New York, NY)
- …includes the review of applicable risks, assessment of the strength of the control environment, communication of results to business partners, and review of ... unit leadership teams, as well as appropriate project and control teams as required. + Effectively manage the Compliance...issues in a timely manner + Strong compliance and risk management experience, particularly within shared service business… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies ... where opportunities exist + Actively manages relationships within and across various business lines, corporate, and/or control functions and ensures alignment… more
- Citigroup (New York, NY)
- …governance and supervision, expense discipline and ethics + Appropriately assess risk /reward of transactions when making business decisions; demonstrating proper ... required for your role, within the appropriate timeframe + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- TD Bank (New York, NY)
- …operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...and assesses potential impacts + Maintains a culture of risk based management and control , supported by… more
- TD Bank (New York, NY)
- …as required + Leads and conducts due diligence process reviews for potential areas of risk to ensure the business is prepared for internal and external audit ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (New York, NY)
- …behaviour, based on feedback from clients and colleagues + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- M&T Bank (Buffalo, NY)
- …Business Banking domains.Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate ... to Bank management in a timely fashion. + Partner with stakeholders, business management and Risk Management establishing strong working relationships while… more
- American Express (New York, NY)
- …+ Implement risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Maintain a ... traceability, and audit readiness. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting … more
- Citigroup (Getzville, NY)
- …issues and implement corrective actions. + Collaborating with Operations, Technology, Compliance, Legal, Risk & Control , and business unit managers to ensure ... **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The...presenting project documents ( business requirements, status updates, risk & control updates, issue/event summaries) with… more
- Citigroup (Getzville, NY)
- …technology infrastructure supporting the liquidity reporting process. + Appropriately assess risk when business decisions are made, demonstrating particular ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more