- SMBC (New York, NY)
- …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... deeper relationships. + Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums. + Conduct… more
- American Express (New York, NY)
- …known as Human Resources) at American Express you will partner closely with Business Quality & Operations, Control Management, Servicing and Technology to ... that enhance platform integrity, compliance, and sustainability. + Partner closely with Business Quality & Operations, Control Management, and Technology to… more
- Citigroup (New York, NY)
- …of knowledge in key investment and financing products. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …behavior, based on feedback from clients and colleagues + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Mizuho Corporate Bank (New York, NY)
- …using data analytics. + Collaborate both formally and informally with other corporate risk and control functions to ensure activities are coordinated. + Work ... a sound understanding of internal audit principles, practices and techniques, the concepts of risk , risk management, internal control and compliance, and the… more
- Robert Half Finance & Accounting (New York, NY)
- …at a Bank regulated by NYDFS or FRB/FED, with knowledge of Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance, Treasury, ... auditing standards + Prepare audit reports assessing the internal control environment based upon the risk criteria...action for noted weaknesses and discuss audit results with business groups and senior management. + Assist… more
- American Express (New York, NY)
- … control environment, updating risk assessment of reports and risk control matrix. + Tracking, monitoring, and actioning regulatory reporting items ... who can shape the strategic decisions that lead our business forward. Whether it's negotiating with some of our...category (Cat 3/2), we are focusing on strengthening our risk management capabilities and controls. This individual will be… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control , supported by effective processes in alignment ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing… more
- Citigroup (New York, NY)
- …troubleshoot issues/roadblocks, perform quality control + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... + Partner with each of the originating and coverage business lines, credit risk , operations, legal, etc...loan operations to define and implement operational metrics and risk and control reviews to ensure all… more
- Marex (New York, NY)
- …in order to meet CEO reporting requirements and will also work closely with senior leaders and stakeholders across the business to help drive informed decisions ... and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory...expert and proven track record of developing a compensation control framework suitable for a growing business .… more