- TD Bank (New York, NY)
- …about creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the ... depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk ... mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality...Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control … more
- JPMorgan Chase (New York, NY)
- …on new business strategies, products, policies, procedures, training, operational processes, risk mitigation and control . The role will focus on providing ... associated product areas. The role is highly visible to senior management and offers the opportunity to work with...the opportunity to work with key stakeholders including the business , Legal, Risk , Control Management,… more
- TD Bank (New York, NY)
- …regulations (eg, Federal Reserve) as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess ... Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control ...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business , you will represent the First Line of Defense and identify and mitigate ... understanding the bank's risk appetite. You will serve as a trusted risk advisor, interfacing with business partners to drive meaningful identification and… more
- American Express (New York, NY)
- …they are appropriately addressed + Escalate significant risk concerns and control deficiencies to senior risk colleagues and relevant stakeholders ... risk management programs throughout the company, and oversees risk ownership throughout business units, products, and...practices. The ORM Governance organization is looking for a Senior Manager, Corporate Functions Operational Risk to… more
- Raymond James Financial, Inc. (New York, NY)
- …scenario planning, in-line with banking/regulatory expectations. + Take responsibility for assessing risk management and/or risk control policies and ... and/or voluntary codes and with internal policies to minimize business risk and protect the reputation of...risk assessment and a solid understanding of internal control and mitigation strategy concepts. + Specific subject matter… more
- TD Bank (New York, NY)
- …in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...as well as banking products and services. Additionally, a risk management / internal control mindset to… more
- Broadview FCU (Albany, NY)
- …approach to risk identification, mitigation, and reporting. + Collaborate with senior leadership and business units to integrate risk considerations ... the organization to include the C-level, executive level and senior management, external vendors, business partners and...and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate… more
- HSBC (New York, NY)
- …Sales, Chief Operating Officers (COOs), Business Managers, NFR team members), risk stewards' / control groups (eg Regulatory and Financial Crime Compliance, ... business . The Markets and Securities Services (MSS), Non-Financial Risk (NFR) team is a function that sits within...business activity. The NFR team helps manage and control both existing and new risks in the … more