- TD Bank (Charlotte, NC)
- …in identifying trends and risks for the business + Supports the annual Risk & Control Self-Assessment process, including preparatory work for all sessions + ... you more specific details for this role. **Line of Business :** Governance & Control **Job Description:** The...and risk assessments under the new Process Risk & Control Self-Assessment (pRCSA) enterprise wide… more
- Bank of America (Charlotte, NC)
- …of America business processes and front end application systems + Audit or risk control risk /controls background in financial services + Prior Analytical ... Senior Audit Manager - Data Quality (DQ) Audit...provide feedback on work performed. + Challenge and leverage risk mindset to influence business leaders to… more
- PNC (Charlotte, NC)
- …compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Leads the execution of the Compliance program ... to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in...Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic… more
- Wells Fargo (Charlotte, NC)
- …enterprise governance and policies (Enterprise Change Management, Software Delivery Lifecycle, Legal Risk Control Compliance, etc.). + Ensure product vision and ... Experience communicating in both written and verbal formats with senior executive-level leaders in both business and... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Wells Fargo (Winston Salem, NC)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite ... specialty assets, regulatory, privacy, ecommerce, deposit relationship and strategy, and business strategies. The section also provides support to the WIM Diverse… more
- Wells Fargo (Charlotte, NC)
- …by its outcomes + Identify and recommend opportunities for process improvement and risk control development within Secured Lending Underwriting functional area + ... management or leadership experience **Desired Qualifications:** + Experience working with Senior Leadership and Independent Risk Management + Experience… more
- Wells Fargo (Charlotte, NC)
- …related initiatives + Identify and recommend opportunities for process improvement and risk control development + Provide leadership to bring groups together ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within the FX... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Wells Fargo (Charlotte, NC)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Wells Fargo (Charlotte, NC)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Securities... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Wells Fargo (Charlotte, NC)
- …internal and external rules, regulations and procedures that apply to the product/ business supported + Maintain all WF internal control standards, implement ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Client... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more