- TD Bank (Charlotte, NC)
- …Build and maintain detailed project plans, timelines, and communication reports for senior management and risk management executives + Drive progress ... and monitor project activities to ensure adherence to schedules, risk of delay, and control project status...ownership, adaptability, flexibility, and ability to manage strategy with risk tolerances and business needs + Professional… more
- TD Bank (Charlotte, NC)
- …sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate ... of compliance standards, must have a deep understanding of Risk Control Self-Assessment, Control Effectiveness...Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control … more
- American Express (Apex, NC)
- …and reporting phases of their assigned portfolios. + Develops and maintains relationships with Senior Business Leaders across all business units to identify ... and banking operations. Our audit teams align to key risk areas and business units to ensure...written and verbal communication skills; ability to communicate complex control issues to senior management + Ability… more
- Truist (Charlotte, NC)
- …for assigned business unit/corporate function. Support the effective execution of risk and control assessments, change risk initiatives, and aggregated ... continuous improvement of control monitoring of all risk types within business units to ensure...Unit control , policy, procedure and risk / control documentation. 9. Address material issues with senior… more
- TD Bank (Charlotte, NC)
- …for Regional Commercial Banking and monitors Key Risk Indicators from core business partners, escalating issues to senior management as needed + Effectively ... you more specific details for this role. **Line of Business :** Governance & Control **Job Description:** The...communication to ensure that Senior Management and business partners are aware of any significant risk… more
- City National Bank (Raleigh, NC)
- …wide as requested by senior management of the Bank. * Communicate trends in risk and control issues to senior management on the results of ongoing ... audit operations relating to IT service management and IT risk management. CNB's IT and business managed...the annual plan. * Make recommendations to clients on control deficiencies and follows up to ensure significant deficiencies… more
- PNC (NC)
- …and socialization of Compliance Program objectives in the Public Finance Line of Business Senior Management and other business partners. - Supporting ... risks. If necessary, escalates identified risks to Line of Business Senior Management. - Identifies compliance impact...and reviews activity to ensure it falls within established risk control limits. Helps to identify and… more
- Truist (Greensboro, NC)
- …related experience 2. Seven years of banking experience, three years as a Line of Business expert or Senior Business Analyst 3. Excellent negotiation and ... evaluate internal systems and procedures of assigned line of business by way of assigned projects, concentrating specifically on...Assigned projects are high priority and may be high risk . May manage a small group of analysts. Will… more
- TD Bank (Charlotte, NC)
- …in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... engaging in high-level discussions to articulate Compliance risks to line of business stakeholders and understands key risk concepts and their relevance… more
- Bank of America (Charlotte, NC)
- …concepts to non-technical parties * Ability to identify, measure, monitor, and control risk as part of daily business activities, with a focus on specific ... senior leaders to balance the needs of the business while ensuring information security risk are...including assessment of the inherent risk and control effectiveness * Guides business leaders and… more