- JPMorgan Chase (New York, NY)
- …and compliance steps and managing documentation retention. You will interface with senior stakeholders across risk , compliance, controls, and legal domains, ... **Job Responsibilities:** + Serve as the primary liaison with senior stakeholders across risk , compliance, controls, and...capabilities, and skills:** + 6+ years of experience in risk and compliance, business management, or a… more
- Santander US (New York, NY)
- …Duty ("SoD") rules and are reviewed with managers/supervisors. Any exceptions are documented, risk -assessed, and formally approved within 30 business days of the ... Talk to You!** **The Difference You Make** : The Sr . Specialist, Information Security develops and implements information security...the accounts including groups they belong to. + Perform risk assessments and control gap analysis against… more
- Citigroup (Getzville, NY)
- …of risk awareness + Serve as the senior QA representative on various key senior Risk and Control Committees. + Appropriately assess risk when ... to ensure appropriate risk mitigation efforts are made in accordance with Control Framework. + Lead and ensure on-time and quality execution of comprehensive QA… more
- Citigroup (New York, NY)
- …* **Citi Enterprise Architecture Methodology (CEAM)** is designed to strengthen Citi's Business Processes, support automation of Citi's control environment, and ... and costs in line with Services priorities + Prioritize investments based on business value, risk reduction, and strategic alignment, ensuring focus on reducing… more
- Citigroup (New York, NY)
- …financing, warehouse lending, commercial, residential and affordable housing financing. The SP F&S Business Manager is a senior level position within the Citi ... the business working in partnership with other stakeholders across Risk , Finance, Legal, Compliance, Regulatory and other verticals. The primary responsibilities… more
- American Express (New York, NY)
- …function that: + Provides data-driven and technology-enabled assurance + Delivers timely risk insights that are business -aware and forward-looking + Supports our ... and banking operations. Our audit teams align to key risk areas and business units to ensure...components, solve them using data analysis, process knowledge and risk / control knowledge, and communicate results and … more
- Scotiabank (New York, NY)
- …role includes partnering closely with, and providing support, advice and guidance, to business unit and control function management to support their regulatory ... delivery of requested information, and coordinating and attending regulatory meetings with control functions and business unit personnel + Leading and driving… more
- TD Bank (New York, NY)
- …sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate ... of compliance standards, must have a deep understanding of Risk Control Self-Assessment, Control Effectiveness...Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control … more
- Citigroup (New York, NY)
- The Operations and Business Management AVP role within the Enterprise Services and Public Affairs, Community Investing and Development is a key member of the ... and Development (CID) team, reporting to the Operations and Business Management SVP. The CID team works to enhance...the function. **Key Responsibilities:** + Support oversight of CID risk management and operations practices + Build a knowledge… more
- American Express (New York, NY)
- …and reporting phases of their assigned portfolios. + Develops and maintains relationships with Senior Business Leaders across all business units to identify ... and banking operations. Our audit teams align to key risk areas and business units to ensure...written and verbal communication skills; ability to communicate complex control issues to senior management + Ability… more