- TD Bank (New York, NY)
- …operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending ... evolving regulatory requirements and assesses potential impacts + Maintains a culture of risk based management and control , supported by effective processes in… more
- TD Bank (New York, NY)
- …as required + Leads and conducts due diligence process reviews for potential areas of risk to ensure the business is prepared for internal and external audit ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Bank of America (New York, NY)
- …initiatives for the team to identify any potential obstacles. + Act as proxy to senior management in Risk & Control issues, including in engagements with ... lead helping the management and reporting needs for the senior leaders relevant to Quartz in the bank. Quartz...Business Acumen + Financial Management + Influence + Risk Management + Agile Practices + Architecture + Data… more
- M&T Bank (Buffalo, NY)
- …Business Banking domains.Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate ... to Bank management in a timely fashion. + Partner with stakeholders, business management and Risk Management establishing strong working relationships while… more
- American Express (New York, NY)
- …+ Implement risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Maintain a ... traceability, and audit readiness. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting … more
- American Express (New York, NY)
- …known as Human Resources) at American Express you will partner closely with Business Quality & Operations, Control Management, Servicing and Technology to ... that enhance platform integrity, compliance, and sustainability. + Partner closely with Business Quality & Operations, Control Management, and Technology to… more
- TD Bank (New York, NY)
- …of the bank and provide an independent opinion on the risk and control environment supporting our business . The Audit team assesses key elements of the ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...to management and the board of directors on the risk and control environment of TD Bank.… more
- Citigroup (New York, NY)
- …behaviour, based on feedback from clients and colleagues + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …of knowledge in key investment and financing products. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- SMBC (New York, NY)
- …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... deeper relationships. + Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums. + Conduct… more