- TD Bank (Charlotte, NC)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... recruiter who can provide you more specific details for this role. **Line of Business :** TD Wealth **Job Description:** The Head of Wealth Business Management /… more
- USAA (Charlotte, NC)
- …objective assurance services regarding the effectiveness and efficiency of the governance, risk management, and control processes. Oversees the development and ... and oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal...identifying areas of risk and assigning appropriate risk ratings to ensure that critical business … more
- Bank of America (Charlotte, NC)
- …High Risk Activities & Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles ... Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. **Responsibilities:** + Advises and directs the… more
- Wells Fargo (Charlotte, NC)
- …primary point of contact for senior stakeholders within Operations, Product Control , Technology, and Risk regarding reconciliation performance and issues. + ... to provide support and drive strategic initiatives for the business + Recommend compliance and risk management...lead diverse teams and build strong stakeholder relationships. + Risk & Control Mindset: Deep understanding of… more
- Bank of America (Charlotte, NC)
- …diverse administrative functions usually for a very large, complex department or business unit. Functions managed may include: financial control /budgeting and ... coordination of certain projects, associate training, service quality, process improvement, business continuity, or communication. May consult with senior … more
- Bank of America (Charlotte, NC)
- …delivery in a cross functional team environment in financial services - business , technology, compliance and risk . + Leadership capability: A successful ... to a broad audience. + Strong influencing and partnership skills, including with senior FLU and Risk leaders. + Develop strategic solutions broadly across… more
- City National Bank (Raleigh, NC)
- …and wealth management specific risks in order to identify and assess key control activities in business processes. Assesses information security and privacy ... internal control and governance matters and conducts proactive and ongoing risk management discussions with business leaders. Influences key stakeholders to… more
- USAA (Charlotte, NC)
- …policies, enterprise risk framework and regulatory standards + Conduct RCSAs ( Risk and Control Self-Assessments), and deep dive on campaign execution ... Influence and align cross-functional teams to drive accountability for control execution + Lead risk awareness, change...and may lead Media Team to translate and interpret business intelligence and internal client objectives to guide media… more
- American Express (Apex, NC)
- …assessments, the delivery of general and bespoke training content from Board- and Senior Executive-levels, across lines of business , first and second lines of ... Crimes Data Science and Analytics Center of Excellence, Technology, Operations, Model Risk Management, Business Line Compliance, and first-line stakeholders. *… more
- USAA (Charlotte, NC)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... and plan. Accountable for decisions around proactive assurance and business monitoring at CoSA level. + Reviews Risk...of a degree. + 10 years of internal audit, risk management, compliance, other control partner experience… more