- Regions Bank (Charlotte, NC)
- …Compliance Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. The ... contribute to workflow or process change and redesign, and risk and control identification This position is...products and services. + Prepare and deliver comprehensive reports, risk assessments, and program updates to senior … more
- S&P Global (NC)
- …**Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization. The Head of ... Technology Risk and Governance drives the Digital Solutions technology ...Management Process document/ methodology + Lead efforts to centralize control gaps/ issues in GRC tool + Lead efforts… more
- Wells Fargo (Charlotte, NC)
- …procedural expertise. + Identify opportunities for process improvement and risk control development, escalating issues and solutions to senior management. + ... development. + Collaborate and consult with peers, colleagues, and senior managers to identify and solve cross functional issues... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Wells Fargo (Charlotte, NC)
- …funding of transaction + Identify and recommend opportunities for process improvement and risk control development + Make decisions and resolve issues to meet ... Strategically collaborate and consult with peers, colleagues, mid to senior level managers to resolve client issues and achieve... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Bank of America (Charlotte, NC)
- …High Risk Activities & Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles ... ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to the...strategy and influence messaging to connect team contributions to business purpose, results, and success. + Risk … more
- American Express (Charlotte, NC)
- …+ Develop risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in ... themes across issue types. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk… more
- City National Bank (Charlotte, NC)
- …that govern program as necessary. * Acts as an internal advisor/partner to CNB business units regarding IM risk and management matters (eg controls, best ... of experience in finance, banking or related industry with specific emphasis on risk management, EUC control assessment, internal audit, or data management. *… more
- NTT DATA North America (Charlotte, NC)
- …Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining ... scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues...Planning + Internal Audit Review + Issue Management + Risk Management + Business Acumen + Coaching… more
- Bank of America (Charlotte, NC)
- …activities of model risk management across the company and for specific business units or control functions. Key responsibilities include leading the audit ... management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit...coverage of model uses across the various lines of business of control functions. + Works closely… more
- MongoDB (Charlotte, NC)
- …to multiple compliance frameworks in order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide ... and providing general administrative support to enable continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager -… more