- Principal Financial Group (New York, NY)
- …Responsibilities** **Operational Risk Partnership & Consulting** + Act as a trusted advisor and risk consultant to business leaders across fund ... with the enterprise program. + Review and challenge the design and effectiveness of risk controls across fund platforms and operations. + Identify and escalate… more
- Neuberger Berman (New York, NY)
- …Fixed Income, Loans, Liquidity, and Multi-Asset strategies across workflows, data, controls , interfaces, and analytics. This team is the operational front line, ... proactively monitor servicing, and resolve front-to-back issues impacting execution, risk , performance attribution and reporting. The role centralizes Aladdin… more
- Capco, a Wipro Company (New York, NY)
- …increase revenue, manage risk and regulatory change, reduce costs, and enhance controls . Our teams stay at the forefront of industry trends and technologies that ... senior stakeholders on how to embed AI across core business areas such as risk , compliance, trading,...maintain **executive client relationships** , acting as a trusted advisor who bridges business goals with technical… more
- JPMorgan Chase (Brooklyn, NY)
- …tech risk strategy and enhance industry compliance. As a Tech Risk & Controls Lead in Policy and Control Operations, you will partner with one or more ... + Serve as a trusted advisor for framework-related inquiries and control management strategies. + Provide auditability, risk , and sustainability advisement… more
- American Express (New York, NY)
- …leader. + Influence how the GCO delivers value, combining your experience as a lawyer and business advisor to impact legal risk and business outcomes. + ... and strengthen American Express through legal expertise and strategic advice that helps business partners manage risk , identify opportunities, and deliver on the… more
- M&T Bank (Buffalo, NY)
- …not required. Expertise in operational risk management program elements such as risk control self-assessment, control testing, issue management, and ... to the operational/regulatory landscape, and consideration of cost beneficial operational risk management opportunities for the business . The position may… more
- Bank of America (New York, NY)
- …good client coverage routines to ensure client satisfaction, present to senior leadership and control partners on business and risk matters + Translate ... Direct Markets Coverage Brokerage Services Financial Advisor New York, New York **To proceed with...self to work. We value diversity in our thoughts, business , and within our employees and clients. Our Wealth… more
- JPMorgan Chase (New York, NY)
- …Advisor tools on the Sales Strategy and Support team, you will own the business prioritization and roadmap for Advisor Tools in Chase Wealth Management. This ... strategically to business objectives and ensure tools are built with advisor behavior and practice management fundamentals at the forefront. + Own field testing,… more
- Capital One (New York, NY)
- Director, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Director with a passion for mitigating privacy risk at a ... second line of defense and will help manage privacy risk under applicable federal, state, and international privacy laws... lines on the application of privacy requirements to business initiatives and changes, the development of controls… more
- M&T Bank (New York, NY)
- …client goals and objectives are achieved. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... and the retention and expansion of a book of business . Consults and coordinates on the delivery of solutions...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
