- Citigroup (New York, NY)
- …ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (Brooklyn, NY)
- …to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, etc.) + Acquire new ... ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Bank of America (New York, NY)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - Manhattan Central Market New York, New...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Bank of America (Oyster Bay, NY)
- …internal service providers based on client needs and asset thresholds + Mitigates and controls risk as part of daily activities + Identifies and engages ... Financial Solutions Advisor - Oyster Bay Financial Center Oyster Bay,...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- MUFG (New York, NY)
- …management function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). This executive ... exposure including evaluating the adequacy and efficiency of internal controls , performing risk assessments, identifying issues, developing...senior business partners and stay abreast on risk , control agendas + Drive risk… more
- JPMorgan Chase (New York, NY)
- …client relationships. Your responsibilities will also involve active participation in Risk Management procedures, backing the operational processes of the ... business unit, and complying with regulatory requirements. You will...timely and accurate performance reports + Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews… more
- MUFG (New York, NY)
- …Our ideal candidate will possess a strong understanding of regulatory compliance, risk management, and business operations. This role requires someone who ... and coordinating internal and external audits and inspections. + Performing periodic risk assessments of the business . + Providing regulatory/compliance training… more
- M&T Bank (Hauppauge, NY)
- …client goals and objectives are achieved. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... and the retention and expansion of a book of business . Consults and coordinates on the delivery of solutions...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Citigroup (New York, NY)
- …first line of control lending opportunities. The Lending Advisors partner with in- business Underwriting team and 2nd line risk to pre-screen requests and ... are tailored to individuals and families, including entrepreneurs and business owners, single-and multi-family offices, senior corporate executives, next… more
- City National Bank (New York, NY)
- … programs executed by assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, Control Management Activities, Key Risk ... of risk identification assessments and scenario analysis, Risk and Control Self Assessments (RCSA's), Key...and implementation of business processes, procedures, and controls to adhere to operational risk governance… more