• Senior Wealth Advisor SAFE Act - Downtown…

    Citigroup (New York, NY)
    …ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
    Citigroup (09/04/25)
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  • Financial Solutions Advisor - Eastern Long…

    Bank of America (East Hampton, NY)
    …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - Eastern Long Island Market (Bi-Lingual Spanish...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
    Bank of America (09/27/25)
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  • Advisor For Strategic Initiatives

    City of New York (New York, NY)
    …latitude for independent initiative, judgment and decision-making, the Strategic Advisor is responsible for researching, developing and evaluating targeted ... needs, and analyzes statistical data and work products to ensure quality control , compliance with current policies and procedures and operational efficiency. The… more
    City of New York (08/13/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (New York, NY)
    …within Wealth Management. **Job responsibilities** + Support Advisors book of business including but not limited to facilitating accurately and timely operational ... prepare timely and accurate performance reports + Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires… more
    JPMorgan Chase (08/22/25)
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  • Global Markets Advisor - IR and FX…

    BMO Financial Group (New York, NY)
    …the firm and junior team members to enhance skills and capabilities. + Consider risk , internal controls and compliance as part of day-to-day accountabilities and ... hedging needs. In this role, you will provide a markets-based suite of risk management solutions through derivative products to BMO Capital Market's existing sponsor… more
    BMO Financial Group (07/24/25)
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  • Advisor , Accounting Finance Operations

    Cardinal Health (Albany, NY)
    …plans and policies of the organization, establishes and maintains fiscal controls , prepares and interprets financial reports, oversees financial systems and ... and accounted for. + Prepare Month-End Close Driver and Risk & Opportunity Summaries for delivery to Accounting and...& Opportunity Summaries for delivery to Accounting and Finance business partners. + Establish processes and mechanisms to review… more
    Cardinal Health (09/30/25)
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  • Wealth Advisor

    M&T Bank (Hauppauge, NY)
    …client goals and objectives are achieved. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... and the retention and expansion of a book of business . Consults and coordinates on the delivery of solutions...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
    M&T Bank (09/04/25)
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  • Head of Platforms & Technology, Governance…

    TD Bank (New York, NY)
    … Appetite and policies relative to controls + Performs assessments of inherent risk and residual risks in control testing. Evaluates if required controls ... teamwork and handling any/all disciplinary actions, as required Trusted Control Advisor : + Trusted advisor ...with others; the individual will partner with divisional CIOs, business heads, vendors, auditors, Operational Risk teams,… more
    TD Bank (09/19/25)
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  • Business Control Manager - Vice…

    JPMorgan Chase (New York, NY)
    …Rates, FIF, CEM, FX, Credit, SPG, Commodities, CPG/Counterparty Credit Risk , and Market Risk . As a Business Control Manager (BCM) Vice President for QR ... and remediation. **Job Responsibilities:** + Serve as a trusted control advisor to the Front Office, preparing...initiatives. + Evaluate and perform end-to-end analysis of the business 's risk and control environment… more
    JPMorgan Chase (08/09/25)
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  • Risk Head Investor Services Digital Assets…

    Citigroup (New York, NY)
    …Escalation Management, Governance, Policy and Procedure, Policy and Regulation, Regulatory Compliance, Risk Controls and Monitors, Risk Identification and ... blockchain technology, cryptocurrencies, and the evolving regulatory landscape of digital assets. The Risk Head will act as a primary advisor to senior… more
    Citigroup (09/19/25)
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