- Principal Financial Group (New York, NY)
- …Responsibilities** **Operational Risk Partnership & Consulting** + Act as a trusted advisor and risk consultant to business leaders across fund ... with the enterprise program. + Review and challenge the design and effectiveness of risk controls across fund platforms and operations. + Identify and escalate… more
- US Bank (New York, NY)
- …the business line's operations, products/services, systems, and associated risks/ controls . - Thorough knowledge of Risk /Compliance/Audit competencies. - ... such as Credit Risk Management, Enterprise Complaints, Finance, and others. The Risk Advisor 's primary responsibility will be to ensure their assigned areas… more
- American Express (New York, NY)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand ... proactive First Line of Defense (1LOD) Compliance Senior Analyst to support the business in managing compliance risk across products, processes, and customer… more
- BMO Financial Group (New York, NY)
- …of core business /group processes. + Administers and maintains the market risk monitoring and control program activities in adherence to all policies, ... framework and practices leveraged across BMO to manage market risk . Provides policies and standards, methodologies, and controls...identification of action plans. + Provides strategic input into business decisions as a trusted advisor . +… more
- Bloomberg (New York, NY)
- Data Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10044987 **Description & Requirements** ... Bloomberg's complex data supply chain. + Lead and support risk assessments, issue remediation, and control testing...thinking into day-to-day operations + Serve as a trusted advisor to senior leadership on data-related risk … more
- Heritage Financial Credit Union (Middletown, NY)
- …risk management. This executive role oversees Finance, Information Technology, Strategic Business Operations, and Risk /Compliance, serving as a central force ... Risk & Regulatory Compliance, Information Technology, and Strategic Business Operations. The CRO ensures the institution maintains strong financial health,… more
- City of New York (New York, NY)
- …risk -based approach for monitoring performance review activities - Serve as an advisor on issues related to risk mitigation, compliance and organizational ... performance - Develop and maintain a comprehensive risk register and internal controls framework -...- 06854 Qualifications 1. Bachelor's degree in Public Administration, Business , Law, or a related field from an accredited… more
- BMO Financial Group (New York, NY)
- …The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the Commodities Trading business , spanning energy, metals, ... Markets and plays a critical part in ensuring robust risk governance, strategic oversight, and control enhancement...platform. The successful candidate will act as a trusted advisor to trading desks, providing expert guidance on market,… more
- Capital One (New York, NY)
- …execution + Be a trusted advisor and drive effective and relevant business , technology, and cyber risk conversations to execute program delivery + Support ... of business and key partners, managing complex workstreams, mitigating risk , and ensuring successful post merger integration across people, process and… more
- JPMorgan Chase (New York, NY)
- … control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal and external partners ... regulatory landscape. As a Vice President on the Equities Business Control Management team, you will provide...expertise in controls , audit, quality assurance, operational risk management, compliance, or a related business … more